基于交叉效率模型的“中国制造2025”上市公司技术创新效率研究

发布时间：2018-04-10 02:38

本文选题：中国制造2025　切入点：交叉效率　出处：《安徽大学》2017年硕士论文

【摘要】：制造业作为国民经济的主体,直接体现了国家的生产力水平,是一个国家富强振兴之根基。近年来,在全球制造业的发展格局发生巨大变化之际,我国必须把握当前战略机遇,迅速调整经济发展方式,从创新驱动、政策环境优化和中国特色社会主义制度优势的角度出发,把制造业的转型升级作为中国国民经济发展新的着力点,实现"中国制造"向"中国创造"的转变。2015年5月8日,李克强总理签批,国务院印发了实施制造强国战略的第一个十年行动纲领——《中国制造2025》,提出通过"三步走"实现制造强国的战略目标,使我国制造业大国的地位更加牢固,综合实力进入制造强国前列。行业的发展取决于行业内公司的发展,而上市公司的发展状况则在很大程度上体现了行业的发展状况。因此,制造业上市公司如何顺应市场变革,如何均衡创新和效率这两个方面,以通过创新效率的提高来实现制造强国的战略目标是亟待解决的问题。本文运用数据包络分析方法评价了"中国制造2025"上市公司的技术创新效率,并通过仁慈型、进取型和基于理想决策单元的交叉效率模型对DEA有效的上市公司做进一步的优劣排序,通过分析实证研究结果得出以下结论:(1)"中国制造2025"上市公司的技术创新效率整体处于较低的水平;(2)"中国制造2025"上市公司对研发资源没有做到合理配置;(3)不同公司之间、行业内部技术创新效率差别非常明显;(4)仁慈型和进取型交叉效率模型有效解决了传统CCR模型无法对有效决策单元进行优劣排序的问题,而基于理想决策单元的交叉效率模型解决了决策者在选择仁慈型和进取型策略中面临的排序结果不一致的难题,为"中国制造2025"上市公司技术创新效率评价提供了一种新的思路与方法。本文主要分为六个章节:第一章是绪论部分,主要介绍本文的选题背景、研究目的与意义、研究思路和研究方法以及可能的创新点。第二章是理论基础和文献综述部分,将对技术创新的相关概念及发展历程进行简单介绍,然后,分别选取技术创新效率和交叉效率研究方面具有代表性的文献逐一进行阐述。第三章对"中国制造2025"上市公司的具体概念和行业分类做出解释阐述。第四章阐述了本文研究的数据来源、指标选取与研究方法。第五章利用传统DEA模型、仁慈型和进取型交叉效率模型以及基于理想决策单元的交叉效率模型四个模型评价了"中国制造2025"上市公司的技术创新效率水平,并对DEA有效的上市公司的效率水平进行优劣排序。第六章是研究结论、建议及展望,基于对前述实证结果的分析研究得出本文的研究结论,对"中国制造2025"上市公司存在的问题展开论述,据此提出相关政策建议,以期能够促使"中国制造2025"上市公司实现资源的优化配置,促进创新结构转型升级,提高制造业的生产效率和国际竞争力,力争到2025年实现制造业强国战略的目标。最后指出本文可能存在的不足之处和相关研究领域未来的探究方向。
[Abstract]:The manufacturing industry as the mainstay of the national economy, directly reflects the country's level of productivity, is a foundation of the revitalization of the prosperity of the country. In recent years, great changes have taken place in the pattern of development of the global manufacturing industry on the occasion, China must seize the strategic opportunity to quickly adjust the mode of economic development, innovation driven from the advantages of the socialist system, the optimization of policy the environment and China characteristics point of view, the transformation and upgrading of manufacturing industry as the national economic development Chinese new focus, to achieve "Chinese manufacturing" to "create China.2015" in May 8th, Premier Li Keqiang signed, the State Council issued the implementation of manufacturing strategy of the first ten years of the programme of action: Chinese < 2025> put forward, through the "three steps" to achieve the strategic objectives of manufacturing power, the status of China manufacturing powers more firmly, the comprehensive strength of manufacturing power into the development of the industry forefront. Depends on the development of Companies in the industry, and the development status of the listed companies is to a large extent reflects the situation of the development of the industry. Therefore, how to adapt to market changes in manufacturing listed companies, how to balance the two aspects of innovation and efficiency, strategic objectives to improve the efficiency through innovation to achieve manufacturing power is urgent the problem. This paper uses data envelopment analysis method to evaluate the China manufacturing 2025 listed companies "technology innovation efficiency, and through the mercy, enterprising and cross efficiency model of ideal decision making units based on DEA effective listing classified further, through the analysis of the results of empirical research draw the following conclusions: (1)" Chinese 2025 manufacturing listed companies overall technological innovation efficiency at a low level; (2) "Chinese manufacturing 2025" listed companies do not have the rational allocation of research resources; (3) different. The division between the efficiency of technological innovation within the industry, the difference is very obvious; (4) kind and aggressive cross efficiency model is an effective solution to the traditional CCR model can not ordering problem for effective decision making units, and the cross efficiency model based on ideal decision making unit to solve the decision-makers in the choice of kind and aggressive strategy. The problems of inconsistent results, "Chinese manufacturing technological innovation efficiency evaluation of 2025 listed companies to provide a new idea and method. This paper is divided into six chapters: the first chapter is the introduction part, mainly introduces the research background, research purpose and significance, research ideas and research methods and innovations the second chapter is the theoretical basis and literature review, the concept of technological innovation and the development of a simple introduction, then, selects the technology innovation efficiency and cross Representative efficiency studies in the literature are described one by one. The third chapter explains the elaboration of "Chinese manufacturing concrete concept and industry 2025 listed companies" classification. The fourth chapter explains the sources of data, index selection and research methods. The fifth chapter uses the traditional DEA model, kind and aggressive and cross efficiency model the cross efficiency model of ideal decision making unit four evaluation model based on the level of technological innovation efficiency of manufacturing China 2025 listed companies, and the efficiency level of DEA efficiency of listed companies are evaluated. The sixth chapter is the conclusion of the study, suggestions and prospects, research conclusion analysis of the empirical results obtained based on this. The discussion of "2025 China manufacturing" of listed companies, and puts forward relevant policy suggestions accordingly, in order to promote the "2025 Chinese manufacturing" of listed companies Optimizing allocation of resources, promoting transformation and upgrading of innovation structure, improving production efficiency and international competitiveness of manufacturing industry, and striving to achieve the goal of manufacturing power strategy by 2025. Finally, it points out the possible shortcomings of this paper and the future research directions of related research areas.

【学位授予单位】：安徽大学
【学位级别】：硕士
【学位授予年份】：2017
【分类号】：F425;F832.51;F273.1

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