中国股指期货规制问题研究——基于2015年股市期市巨震

发布时间：2018-04-17 00:32

本文选题：股指期货 + 规制部门　；参考：《财会月刊》2017年20期

【摘要】：2015年中国股票市场和股指期货市场发生剧烈震荡,面对如此巨震的市场,相关部门多次调整股指期货规制,短短几个月内中金所多次调整开仓限额、保证金和手续费等,这也使得我国股指期货规制的问题一一暴露,包括:法律体制不完备,相关规章制度不健全;政府规制手段单一化;规制的主体职责不清;中国金融期货交易所职权受限;中国期货行业协会功能缺失;规制制度存在缺陷。而导致我国股指期货出现上述问题的原因是多方面的,包括:我国规制部门轻发展重规制,对市场的认识不足;组织管理行政化;市场环境不成熟,引进国外经验过于轻率;缺乏与制度相关的政策配套。因此,必须加快相关法律法规体系建设,提高规制部门的规制水平,不断加强期货行业协会的自律管理,创新规制等。
[Abstract]:Severe concussion occurred in 2015 China stock market and stock index futures market, in the face of such a huge earthquake in the market, the relevant departments repeatedly adjust the regulation of stock index futures, just a few months in the open repeatedly adjust the limit, margin and other fees, which also makes the regulation of stock index futures in China one of the problems exposed, including: the legal system is not perfect. The relevant rules and regulations are not perfect; government regulation means single; regulation of the subject is unclear; Chinese Financial Futures Exchange Limited terms; the lack of China futures industry association function; regulation system defect. But the cause of China's stock index futures for the problems mentioned above are in many aspects, including: China's development of heavy light regulatory departments regulation, lack of awareness of market organization and management; administration; market environment is not mature, the introduction of foreign experience is too hasty; lack of system and the relevant supporting policies. Therefore, will It is necessary to speed up the construction of relevant laws and regulations, improve the regulation level of the regulatory authorities, and constantly strengthen the self-discipline management of the futures trade association and the regulation of innovation.

【作者单位】：深圳信息职业技术学院应用外语学院;
【分类号】：F724.5

【参考文献】