基于企业社会责任视角的我国证券市场研究

发布时间：2018-06-26 14:24

本文选题：企业社会责任 + 社会责任投资　；参考：《新疆财经大学》2014年硕士论文

【摘要】：改革开放以来，我国的证券市场得到了极大的发展，为我国的经济发展和推动市场化进程做出了巨大贡献。但是随着我国经济结构的调整和经济增长模式的转变，一些比较严重的问题在我国证券市场中逐渐凸显出来，使得我国的证券市场不仅无法适应当代经济增长的需要，甚至还有阻碍我国的经济发展和转变的迹象。与此同时，国外企业社会责任的履行以及社会责任投资正在不断的发展壮大。随着经济的不断发展，作为市场的微观主体、资本市场融资主体的企业本身已经意识到仅仅追求利益的最大化已经无法推动企业的进一步发展，而社会大众对于企业的期望也不仅仅只是创造就业、创造财富。在这种情况下企业需要承担更多社会责任，通过积极履行对相关利益者的责任来创造更多的外部价值，改善外部环境，使得企业能够可持续发展。投资者逐渐也意识到今天的生活方式源于过去的投资方式，今天的投资方式也将会创造明天的生活方式，通过自己的力量可以改变世界。因此投资者抛弃了以往的仅仅以单一的财务指标为参考的投资标准，转而进行社会责任投资，以社会责任履行为标准对企业进行筛选，，通过各种金融工具和金融手段，以资金投资的方式支持和鼓励企业积极履行企业社会责任并获得相应收益。本文以社会责任为研究视角，通过对我国证券市场现状的分析，发现现有证券市场中存在不足和问题，探究问题产生的原因。通过借鉴国外企业社会责任和社会责任投资的经验，以企业社会责任为出发点，通过企业、金融机构、政府多方面的努力来解决现有证券市场中的不足和弊端。在这种以社会责任为基础完善的证券市场里，企业将不仅履行其经济责任还将积极履行社会责任，这为扩大社会责任投资途径创造出良好的基础，其次大规模的社会责任投资将会产生巨大的规模效应和示范效应，从而直接或者间接的提高企业履行企业社会责任的积极性，最终成为一个良性循环，为证券市场的良好的可持续发展打下坚实的基础。
[Abstract]:Since the reform and opening up, China's securities market has been greatly developed, making great contributions to the development of China's economy and the process of promoting the market. However, with the adjustment of the economic structure and the transformation of the mode of economic growth, some of the more serious problems have become increasingly prominent in China's securities market, making the securities market of our country. The field is not only unable to meet the needs of contemporary economic growth, but also hinders China's economic development and transformation.
At the same time, the performance of social responsibility and social responsibility investment in foreign enterprises are growing and growing. With the continuous development of the economy, as the microcosmic body of the market, the enterprises of the capital market financing body have realized that the pursuit of the maximization of the interests only has no way to promote the further development of the enterprises, and the social public is right. In this case, the enterprise needs more social responsibility to create more external values, improve the external environment and make the enterprise sustainable. Investors are gradually aware of the source of life today. In the past, the way of investment, today's way of investment will also create a way of living tomorrow and change the world through its own strength. Therefore, investors have abandoned the previous investment standards that only use single financial indicators as a reference, transferred to social responsibility investment, and screened enterprises by the standards of social responsibility. Through all kinds of financial instruments and financial means, we should support and encourage enterprises to actively fulfill corporate social responsibility and obtain corresponding profits in the form of capital investment.
This paper, taking social responsibility as the research angle of study, through the analysis of the current situation of China's securities market, finds that the existing securities market has shortcomings and problems, and explores the causes of the problems. Through the experience of foreign corporate social responsibility and social responsibility investment, we take corporate social responsibility as the starting point, through enterprises, financial institutions, and the government. Efforts should be made to solve the deficiencies and drawbacks in the existing securities market.
In this kind of securities market based on social responsibility, enterprises will not only fulfill their economic responsibilities but also actively fulfill their social responsibilities, which will create a good foundation for expanding the way of social responsibility investment. Secondly, large-scale social responsibility investment will produce huge scale effect and demonstration effect, thus directly or indirectly. Enhancing the enthusiasm of enterprises to fulfill corporate social responsibility has finally become a virtuous circle, laying a solid foundation for the sound and sustainable development of the securities market.
【学位授予单位】：新疆财经大学
【学位级别】：硕士
【学位授予年份】：2014
【分类号】：F270;F832.51

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