企业二元创新平衡策略的内外部影响因素及绩效结果的研究
发布时间：2018-08-31 07:21
【摘要】：在当前中国经济转型时期这一典型的市场环境中,大多数企业都会面临着越来越激烈的竞争,可以从以下两个角度来分析利弊:一方面这有可能会威胁到企业本身的生存,另一方面也可能会给企业带来更多的机遇。因此,在日益动态的环境下,平衡开发式创新和探索式创新是企业兼顾当前和未来竞争必须重视的问题。企业需要在既定约束条件下进行开发式创新活动,而为了追逐持续竞争优势,又必须进行探索式创新。但这两种创新不同的路径和能力要求,可能会使得企业容易陷入创新窘境。目前国内大多数研究是把开发式创新与探索式创新分别看成两个构念进行研究,很少有学者直接研究开发式创新与探索式创新的平衡策略。本研究进一步梳理了二元创新平衡理论的相关发展脉络,发现现有研究过度强调了二元创新的协同效应,却过度忽视了外部环境、资源约束的影响,因此遗漏了另一种二元创新平衡策略:间断平衡。实际上,当前中国中小型新创企业占据主导地位,开发式创新和探索式创新的竞争效应也将会被凸显,那么内部资源约束和外部竞争环境下的二元创新平衡策略及策略选择对于企业绩效的影响算是本土化的、有价值的研究选题。本文在前人学者研究的基础之上,探讨企业二元创新平衡策略的内外部影响因素及其绩效结果:(1)内外部环境因素会对企业的二元创新平衡策略产生何种影响?(2)开发式创新与探索式创新平衡策略的选择对于企业的长短绩效会产生怎样的影响?研究基于二元创新理论,以外部环境和资源约束为切入点,研究了二元创新平衡策略的前因,即外部环境和资源约束对于二元创新平衡策略选择的影响机制;同时也进一步研究了二元创新平衡策略的后果,即其对于企业绩效的影响,揭示了不同创新策略的选择对于企业长短期绩效的不同影响。研究得出了如下结论:(1)外部技术环境动态性正向影响企业的二元平衡创新策略;(2)外部竞争环境强度正向影响企业的二元平衡创新策略(3)外部需求不确定性正向影响企业的间断平衡创新策略;(4)内部资源约束正向影响间断平衡创新策略;(5)二元平衡创新策略正向影响企业的短期财务绩效,也正向影响企业的长期竞争优势;(6)间断平衡创新策略正向影响企业的短期财务绩效,负向影响企业的长期竞争优势。
[Abstract]:In the typical market environment of China's economic transition period, most enterprises will face more and more fierce competition, we can analyze the advantages and disadvantages from the following two angles: on the one hand, this may threaten the survival of the enterprise itself. On the other hand, it may bring more opportunities to enterprises. Therefore, in the increasingly dynamic environment, balanced development innovation and exploratory innovation is an important issue for enterprises to pay attention to both current and future competition. In order to pursue the sustainable competitive advantage, the enterprise must carry on the exploratory innovation in order to pursue the sustainable competitive advantage. But these two kinds of innovation different path and the ability request, may make the enterprise easy to fall into the innovation dilemma. At present, most of the researches in China regard the development innovation and the exploratory innovation as two constructive ideas, and few scholars directly study the balance strategy between the development innovation and the exploratory innovation. This study further combs the relevant development context of the binary innovation equilibrium theory, and finds that the existing research has overemphasized the synergistic effect of dual innovation, but neglected the influence of external environment and resource constraints. Therefore, another dual innovation balance strategy is omitted: discontinuous balance. In fact, at present, small and medium-sized new enterprises in China occupy a dominant position, and the competitive effects of development innovation and exploratory innovation will also be highlighted. So the dual innovation balance strategy and strategy selection under the internal resource constraint and external competition environment is a localization and valuable research topic. This paper is based on the research of previous scholars. This paper probes into the internal and external factors influencing the dual innovation balance strategy of enterprises and its performance results: (1) what influence will the internal and external environmental factors have on the dual innovation balance strategy of the enterprise? (2) the development innovation and the exploratory innovation balance strategy. How will the choice affect the performance of the firm? Based on the theory of dual innovation and taking external environment and resource constraint as the starting point, this paper studies the antecedents of binary innovation balance strategy, that is, the influence mechanism of external environment and resource constraint on the choice of dual innovation equilibrium strategy. At the same time, it also further studies the consequences of dual innovation balance strategy, that is, its impact on enterprise performance, and reveals the different impact of different innovation strategies on the long-term and short-term performance of enterprises. The conclusions are as follows: (1) the dynamic external technology environment positively affects the dual equilibrium innovation strategy of enterprises; (2) the external competitive environment intensity positively affects the dual equilibrium innovation strategy of enterprises; (3) the uncertainty of external demand is positive. The discontinuous equilibrium innovation strategy of the enterprise; (4) the positive influence of internal resource constraints on the discontinuous equilibrium innovation strategy; (5) the dual equilibrium innovation strategy positively affect the short-term financial performance of the firm. It also positively affects the long-term competitive advantage of the enterprise; (6) the innovation strategy of discontinuous balance positively affects the short-term financial performance of the enterprise, and negatively affects the long-term competitive advantage of the enterprise.
【学位授予单位】：中国科学技术大学
【学位级别】：硕士
【学位授予年份】：2017
【分类号】：F273.1
本文编号：2214287
[Abstract]:In the typical market environment of China's economic transition period, most enterprises will face more and more fierce competition, we can analyze the advantages and disadvantages from the following two angles: on the one hand, this may threaten the survival of the enterprise itself. On the other hand, it may bring more opportunities to enterprises. Therefore, in the increasingly dynamic environment, balanced development innovation and exploratory innovation is an important issue for enterprises to pay attention to both current and future competition. In order to pursue the sustainable competitive advantage, the enterprise must carry on the exploratory innovation in order to pursue the sustainable competitive advantage. But these two kinds of innovation different path and the ability request, may make the enterprise easy to fall into the innovation dilemma. At present, most of the researches in China regard the development innovation and the exploratory innovation as two constructive ideas, and few scholars directly study the balance strategy between the development innovation and the exploratory innovation. This study further combs the relevant development context of the binary innovation equilibrium theory, and finds that the existing research has overemphasized the synergistic effect of dual innovation, but neglected the influence of external environment and resource constraints. Therefore, another dual innovation balance strategy is omitted: discontinuous balance. In fact, at present, small and medium-sized new enterprises in China occupy a dominant position, and the competitive effects of development innovation and exploratory innovation will also be highlighted. So the dual innovation balance strategy and strategy selection under the internal resource constraint and external competition environment is a localization and valuable research topic. This paper is based on the research of previous scholars. This paper probes into the internal and external factors influencing the dual innovation balance strategy of enterprises and its performance results: (1) what influence will the internal and external environmental factors have on the dual innovation balance strategy of the enterprise? (2) the development innovation and the exploratory innovation balance strategy. How will the choice affect the performance of the firm? Based on the theory of dual innovation and taking external environment and resource constraint as the starting point, this paper studies the antecedents of binary innovation balance strategy, that is, the influence mechanism of external environment and resource constraint on the choice of dual innovation equilibrium strategy. At the same time, it also further studies the consequences of dual innovation balance strategy, that is, its impact on enterprise performance, and reveals the different impact of different innovation strategies on the long-term and short-term performance of enterprises. The conclusions are as follows: (1) the dynamic external technology environment positively affects the dual equilibrium innovation strategy of enterprises; (2) the external competitive environment intensity positively affects the dual equilibrium innovation strategy of enterprises; (3) the uncertainty of external demand is positive. The discontinuous equilibrium innovation strategy of the enterprise; (4) the positive influence of internal resource constraints on the discontinuous equilibrium innovation strategy; (5) the dual equilibrium innovation strategy positively affect the short-term financial performance of the firm. It also positively affects the long-term competitive advantage of the enterprise; (6) the innovation strategy of discontinuous balance positively affects the short-term financial performance of the enterprise, and negatively affects the long-term competitive advantage of the enterprise.
【学位授予单位】：中国科学技术大学
【学位级别】：硕士
【学位授予年份】：2017
【分类号】：F273.1
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