汪建中操纵证券市场案的法律分析

发布时间：2018-01-11 06:27

本文关键词：汪建中操纵证券市场案的法律分析　出处：《兰州大学》2013年硕士论文　论文类型：学位论文

【摘要】：本文通过对汪建中操纵证券市场案的法律分析研究了刑法中的兜底条款的适用与罪刑法定原则、单位犯罪与个人犯罪、因果关系,并通过操纵证券市场的犯罪构成结合罪刑法定原则对此案进行了深入的探讨。文章最后还对此类案件发生的原因进行了分析,并从个人角度和法制角度进行了反思,最终得出结论,那就是要加强证券市场的监管,健全证券市场的法律法规的建设。本文的研究重点主要集中在操纵证券市场罪中的其他操纵证券市场的行为这一兜底条款的适用是否违反了刑法的罪刑法定这一基本原则,并对其关系进行了探讨,最终还论述了在刑法中保持兜底条款存在的必要性。文章还对在本案中的因果关系的确定和是否为单位犯罪结合实际情况作了重点论述。本文的写作分为以下几部分：第一部分：介绍了汪建中案的案情及判决结果第二部分：对江建中案从犯罪构成等各方面进行了深入分析第三部分：通过对汪建中案的分析,引发作者对证券市场反操纵行为的思考。
[Abstract]:Based on the legal analysis of the case study of Wang Jianzhong's manipulation of the securities market the fallback provisions in the criminal law and the application of the principle of legality, unit crime and individual crime, causality, and combined with the principle of legality is discussed on the case through the manipulation of the securities market. The reason of crime at the end of the occurrence of such cases are the analysis, and from a personal point of view and legal angle reflection, finally comes to the conclusion that it is necessary to strengthen the supervision of the securities market, the construction of the laws and regulations of the securities market.
Application of the study focuses on the crime of manipulating the securities market in other manipulation of the securities market this fallback provision is a violation of the criminal law the principle of legality, and their relations were discussed, finally also elaborated the necessity of maintaining the existence of fallback provision in the criminal law. The article also on causality in this case, the relationship between the determined and whether the unit crime combined with the actual situation in detail.
The writing of this article is divided into the following parts:
The first part: the case of Wang Jianzhong case and the result of the decision are introduced.
The second part: the in-depth analysis of Jiang Jianzhong's case from the constitution of the crime and other aspects
The third part: through the analysis of the Wang Jianzhong case, it causes the author to think about the anti manipulation behavior of the securities market.

【学位授予单位】：兰州大学
【学位级别】：硕士
【学位授予年份】：2013
【分类号】：D922.287

【参考文献】