中国逆向FDI影响中国技术进步的机制和效应研究

发布时间：2018-01-31 22:57

本文关键词： 逆向FDI 技术进步网络嵌入　出处：《宁波大学》2013年硕士论文　论文类型：学位论文

【摘要】：中国作为最大的发展中国家，面对国内自主研发不足、外商直接投资的“市场换技术”效果不佳的情况下，更加要积极主动地“走出去”，在发达国家进行逆向FDI，整合利用全球性知识资源，获取国外创新网络的先进技术，快速提升国内的产业竞争力。通过逆向FDI，国内企业可以直接在发达国家接触到先进的技术知识，加快技术获取速度、提高技术获取效率，增强技术获取的自主性和控制能力。文本运用理论分析和实证检验相结合的研究方法进行论述。首先从传统对外直接投资理论、逆向FDI理论、逆向技术溢出的理论研究和逆向FDI影响母国技术进步的研究这四个方面进行阐述；其次，，文章介绍了中国逆向FDI以及技术进步现状，分析了逆向FDI的规模概况、地域分布、行业分布和主体结构，技术进步的投入现状和产出现状；接着，文章从合作关联带动机制、研发成果反馈机制、逆向技术转移机制、示范竞争带动机制和网络嵌入获取机制五个方面对逆向FDI影响技术进步的机制进行分析；然后，实证分析国内RD资本存量、外商直接投资资本存量、进出口贸易资本存量和逆向FDI溢出的国外研发资本存量对国内全要素增长率的作用，结果显示逆向FDI溢出的国外研发资本存量能促进国内TFP，但是影响程度相对较小，这与我国逆向FDI的规模和投资地区有关；最后，总结实证检验结论，并分别提出政府层面和企业层面的相关政策建议。
[Abstract]:As the largest developing country, China, facing the shortage of domestic independent R & D and the poor effect of "market exchange technology" of foreign direct investment, should take the initiative to "go out". In developed countries, reverse FDI is carried out to integrate global knowledge resources, acquire advanced technologies of foreign innovation networks, and rapidly enhance the competitiveness of domestic industries. Through reverse FDI, domestic enterprises can directly access advanced technical knowledge in developed countries, accelerate the speed of technology acquisition, and improve the efficiency of technology acquisition. Enhance the autonomy and control of technology acquisition. The text uses theoretical analysis and empirical test to discuss the research methods. Firstly, from the traditional foreign direct investment theory, reverse FDI theory. The theoretical research on reverse technology spillover and the research on the influence of reverse FDI on the technological progress of home country are expounded. Secondly, the paper introduces the current situation of reverse FDI and technological progress in China, analyzes the scale, geographical distribution, industry distribution and main structure of reverse FDI, the input and output status of technological progress; Then, the article from the cooperative linkage driven mechanism, research and development results feedback mechanism, reverse technology transfer mechanism. The mechanism of reverse FDI affecting technological progress is analyzed from five aspects: demonstration competition driving mechanism and network embedding acquisition mechanism. Then, empirical analysis of domestic R D capital stock, foreign direct investment capital stock, import and export trade capital stock and reverse FDI spillover of foreign R & D capital stock on the role of domestic total factor growth rate. The results show that the foreign R & D capital stock of reverse FDI spillover can promote domestic FDI, but the degree of influence is relatively small, which is related to the scale and investment area of reverse FDI in China. Finally, the conclusion of empirical test is summarized, and the relevant policy recommendations at government level and enterprise level are put forward respectively.
【学位授予单位】：宁波大学
【学位级别】：硕士
【学位授予年份】：2013
【分类号】：F832.6;F124.3

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