逆向技术溢出效应对我国技术进步的影响研究

发布时间：2018-05-08 05:43

本文选题：对外直接投资 + 逆向技术溢出　；参考：《首都经济贸易大学》2013年硕士论文

【摘要】：一国的技术水平是体现一国企业竞争力的核心因素，随着经济全球化的加快、国际分工的不断发展，技术已经逐渐成为决定企业市场竞争地位的关键因素。持续的技术创新是推动一国经济增长的源泉，因此，许多发展中国家除了依靠本国自主研发来实现技术升级和创新外，也开始寻求通过对外直接投资、引进外资等渠道推动国内技术水平的提升。对外直接投资逐渐成为处于技术劣势的发展中国家企业技术升级的重要渠道，对外直接投资的母国逆向技术溢出效应也逐渐发展为学术界的关注重点。中国从2000年“走出去”战略实施以来，对外直接投资活动连续11年保持持续增长的状态。在经济全球化的背景下，国内技术水平升级是推动产业结构调整和优化的重要因素。因此，研究OFDI逆向技术溢出效应对我国技术进步具有重要的现实意义。本文在前人研究的基础上，沿着逆向技术溢出对国内技术进步产生影响的研究思路，采用规范分析和实证研究的方法，进一步深入探讨逆向技术溢出对国内技术进步的贡献。本文参考CH模型构建国际RD溢出回归模型，通过对1985年-2011年我国相关经济数据的分析，研究我国国内研发资本存量和国外研发资本存量与中国全要素生产率增长率之间的相关关系，探寻我国OFDI逆向技术溢出效应对国内技术进步的影响作用。研究结果表明：第一，我国OFDI对国内技术进步具有积极的正效应，但是存在时间上的滞后性；第二，国内自主研发和创新仍然是推动国内技术进步的主要力量，但是国内目前的自主研发和创新能力不能满足国内技术进步的需求；第三，国内现阶段对通过逆向技术溢出渠道传导回国内的先进技术的吸收能力不足，政府应重视增强国内产业对逆向技术溢出的吸收能力。政府需重视对外直接投资的发展对经济增长的作用，通过OFDI使得国外先进技术逆向扩散到国内的相关产业，有利于提高国内的生产率、产品的技术含量和实现产业链向高端延伸。本文最后针对我国目前的对外直接投资的发展提出两大点政策建议：第一，，重视技术获取型对外直接投资的发展；第二，增强国内产业对逆向技术溢出的吸收能力。
[Abstract]:The technological level of a country is the core factor to reflect the competitiveness of a country's enterprises. With the acceleration of economic globalization and the continuous development of international division of labor, technology has gradually become the key factor that determines the competitive position of enterprises in the market. Sustained technological innovation is a source of economic growth for a country. Therefore, in addition to relying on their own R & D to achieve technological upgrading and innovation, many developing countries have also begun to seek foreign direct investment. Introduction of foreign investment and other channels to promote the level of domestic technology. Foreign direct investment (FDI) has gradually become an important channel for technological upgrading of enterprises in developing countries, and the adverse technology spillover effect of FDI has gradually developed into the focus of academic circles. Since the implementation of the "going out" strategy in 2000, China's foreign direct investment (FDI) activities have maintained a sustained growth for 11 consecutive years. Under the background of economic globalization, the upgrading of domestic technology level is an important factor to promote the adjustment and optimization of industrial structure. Therefore, the study of OFDI reverse technology spillover effect has important practical significance for China's technological progress. On the basis of previous studies, this paper adopts the methods of normative analysis and empirical research to further explore the contribution of reverse technology spillover to domestic technological progress, along with the idea of reverse technology spillover's influence on domestic technological progress. This paper constructs an international Rd spillover regression model with reference to Ch model, and analyzes the relevant economic data of China from 1985 to 2011. This paper studies the correlation between the domestic R & D capital stock and the foreign R D capital stock and the total factor productivity growth rate in China, and explores the effect of the adverse technology spillover effect of OFDI on the domestic technological progress. The results show that: first, China's OFDI has a positive positive effect on domestic technological progress, but there is a lag in time; second, domestic independent R & D and innovation are still the main forces to promote domestic technological progress. However, at present, domestic independent R & D and innovation capabilities cannot meet the needs of domestic technological progress; third, at this stage, the absorption capacity of advanced technologies transmitted back to China through reverse technology spillover channels is insufficient. The government should pay attention to enhancing the absorption capacity of domestic industry to reverse technology spillover. The government should pay attention to the effect of the development of foreign direct investment on the economic growth. Through OFDI, the foreign advanced technology can be reversely diffused to the domestic related industries, which is conducive to improving the domestic productivity. The technical content of the products and the realization of the industrial chain to the high-end extension. In the end, this paper puts forward two major policy suggestions for the development of China's current FDI: first, to pay attention to the development of technology-acquired FDI; second, to enhance the absorption capacity of domestic industries to reverse technology spillover.
【学位授予单位】：首都经济贸易大学
【学位级别】：硕士
【学位授予年份】：2013
【分类号】：F124.3

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