高新技术企业全面风险管理与技术创新研究

发布时间：2018-05-27 13:08

  本文选题：全面风险管理 + 高新技术企业　； 参考：《浙江工商大学》2016年博士论文

【摘要】：高新技术产业已成为全球经济发展的新增长点,高风险是高新技术企业的内在属性,长期以来受到众多学者的广泛关注。全面风险管理是高新技术企业运营和发展不可或缺的环节。随着市场竞争的不断加剧,传统风险管理模式已不能满足高新技术企业的事实,正在驱动着高新技术企业采用全面风险管理模式。全面风险管理模式注重高新技术企业的所有风险以及风险问的相关性,在很大程度上弥补了传统风险管理模式的不足。概括而论,全面风险管理在高新技术企业中的作用正在由传统防御性手段转变为现代战略性工具,它既是高新技术企业技术创新过程中的环境变量,更是知识投入要素。现有的关于高新技术企业风险管理的研究主要是基于传统的风险管理视角,尚未从全面风险管理视角进行探析。本文试图以全面风险管理理论对高新技术企业运营展开分析,讨论全面风险管理对高新技术企业技术创新的影响；围绕全面风险管理如何影响高新技术企业技术创新,本文以创新融资为连接点,将全面风险管理作为高新技术企业技术创新过程中的知识投入要素,系统探讨全面风险管理与技术创新的关联。本文的研究内容主要分为以下几大部分：首先,在概述和评论企业知识理论、全面风险管理理论、技术创新理论和融资理论的基础上,对全面风险管理和技术创新的内涵和外延进行界定,分析我国高新技术产业和全面风险管理的现状,揭示现阶段存在的问题,为构建高新技术企业全面风险管理与技术创新关联之模型奠定基础。其次,依据相关理论并通过探索性案例研究构建了全面风险管理、创新融资与技术创新之间的关系模型,从理论层面剖析了全面风险管理与高新技术企业技术创新关联的内在机理。再次,以160家高新技术上市公司为样本,运用统计分析软件通过层级回归分析,对全面风险管理和高新技术企业技术创新的理论假设进行检验。最后,根据实证研究结果得出结论,对可能存在的研究不足进行了补充性说明,并对未来研究做出展望。本文理论模型构建以及实证数据分析,得出以下主要结论：(1)在我国高新技术上市公司中,全面风险管理及其经营目标、报告目标、合规目标都对高新技术企业的技术创新具有直接的正向影响；(2)创新融资在全面风险管理和高新技术企业技术创新之间存在中介效应；(3)国有股比例及其变动对全面风险管理与高新技术企业的技术创新具有负向调节作用。客观而论,这些研究结论是在案例描述、机理论证和实证分析等基础上得出的,它在一定程度和范围内反映了本文理论分析和实际考察的逻辑链；同时,这些研究结论在揭示全面风险管理与技术创新相关性的同时,对本研究主题的后续研究在理论运用、模型建构、机理描述和实证分析等方面展现了进一步的深入探讨的空间。正如技术路线和结构安排所描述的那样,对于高新技术企业全面风险管理与技术创新相关性研究的要素变量设置、分析路径和分析程序安排的处理,本文有可能存在一些不完全吻合实际的逻辑间断点或理论疏漏,对中国问题的研究尤为如此,这需要在以后的研究中予以修正和弥补。
[Abstract]:High and new technology industry has become the new growth point of the global economic development. High risk is the intrinsic property of high and new technology enterprises. It has been widely concerned by many scholars for a long time. Comprehensive risk management is an indispensable link in the operation and development of high-tech enterprises. With the increasing competition of the market, the traditional risk management model is not full. The fact of hi-tech enterprises is driving the high and new technology enterprises to adopt the comprehensive risk management model. The comprehensive risk management model pays attention to all the risks and the relevance of the risk questions, to a great extent, it makes up for the shortcomings of the traditional risk management model. The role of it is changing from the traditional defensive means to the modern strategic tool. It is not only the environment variable in the technological innovation process of the high-tech enterprises, but also the factor of knowledge input. The existing research on the risk management of high and new technology enterprises is based on the traditional risk management perspective, which has not been carried out from the perspective of comprehensive risk management. This paper attempts to analyze the operation of high and new technology enterprises with comprehensive risk management theory and discuss the impact of comprehensive risk management on high-tech enterprises' technological innovation. Around the comprehensive risk management how to influence the technological innovation of high-tech enterprises, this paper takes the innovative financing as the connection, and takes the comprehensive risk management as the high-tech enterprise. The content of knowledge input in the process of technological innovation is discussed systematically. The main contents of this paper are as follows: firstly, on the basis of summarizing and reviewing the theory of enterprise knowledge, comprehensive risk management theory, technology innovation theory and financing theory, the comprehensive risk management and technology are on the basis of comprehensive risk management and technology. The connotation and extension of operation innovation are defined, the current situation of high and new technology industry and comprehensive risk management in China is analyzed, the existing problems are revealed, and the foundation for the construction of the model of comprehensive risk management and technological innovation in high-tech enterprises is laid. Secondly, the comprehensive risk management is built on the basis of relevant theories and through exploratory case study. The relationship model between innovative financing and technological innovation is used to analyze the internal mechanism of the relationship between comprehensive risk management and high-tech enterprise technological innovation from the theoretical level. Again, 160 high-tech listed companies are taken as samples and statistical analysis software is used to analyze the comprehensive risk management and high-tech enterprise technology by the hierarchical regression analysis. Finally, according to the results of the empirical research, we can draw a conclusion, make a supplementary explanation to the possible insufficiency of the research and make a prospect for the future research. This paper builds the theoretical model and the empirical data analysis to get the following main conclusions: (1) comprehensive risk management in China's high and new technology listed companies. And its objectives, reporting objectives and compliance goals have a direct and positive impact on the technological innovation of high-tech enterprises; (2) there is a mediating effect between the innovative financing in the comprehensive risk management and the high-tech enterprise technological innovation; (3) the proportion of the state-owned shares and its changes to the comprehensive risk management and high-tech enterprises' technological innovation. Objectively, these conclusions are based on case description, mechanism demonstration and empirical analysis. It reflects the logical chain of theoretical analysis and actual investigation in a certain degree and scope. At the same time, these conclusions can reveal the relevance of total risk management and technological innovation. The following research on the subject of this study shows the space for further exploration in the aspects of theory application, model construction, mechanism description and empirical analysis. As described by the technical route and structure arrangement, the element variables are set up for the study of the correlation of comprehensive risk management and technological innovation in high and new technology enterprises, the analysis of the path and the analysis of the path. In the process of analyzing the arrangement of the program, there may be some logical discontinuous points or theoretical omissions that do not coincide with the reality, especially in the study of the Chinese problem, which needs to be amended and reparated in the future research.
【学位授予单位】：浙江工商大学
【学位级别】：博士
【学位授予年份】：2016
【分类号】：F272.3;F276.44;F273.1
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本文编号：1942198