实际出资人股东资格认定法律问题研究

发布时间：2018-03-12 11:46

本文选题：实际出资人　切入点：股东资格　出处：《大连海事大学》2011年硕士论文　论文类型：学位论文

【摘要】：实际出资人的股东资格认定问题是解决实际出资人纠纷的核心和基础,但是由于立法的缺位以及司法解释规定的不明确,导致实际出资人的权利得不到很好的保护。本文主要是从理论和实践层面对实际出资人股东资格认定问题进行了分析,并论证了实际出资人取得股东资格的必要性和可行性,及取得股东资格的具体路径,试图为实际出资人的立法提供有益的建议。全文共分四章,内容如下：第一章主要阐述了实际出资人的基础理论。这部分阐述了实际出资人的概念和特征、与相关概念的区别、产生原因及其隐名投资关系,从而为下文实际出资人相关问题的解决做理论上的铺垫。第二章主要是分析了关于实际出资人股东资格认定的我国立法与实践。首先介绍了《公司法》的相关规定,并对其进行分析,表明由于立法的空白导致实际出资人的问题凸显；其次介绍了《公司法》司法解释三的相关规定,并对其进行分析,总结出实际出资人股东资格确认的条件及其司法确认的具体程序。第三章主要是评析了实际出资人股东资格认定的主要学说。首先简单介绍了实际出资人股东资格认定的三种学说,实质说、形式说和区别说；然后在对三种学说的利弊分别评析的基础上,得出要有条件的承认实际出资人的股东资格这一观点。第四章主要是对实际出资人的股东资格认定问题进行了法律思考。首先论证了有条件的承认实际出资人股东资格的必要性；其次论述了有条件的承认实际出资人股东资格的可行性；最后提出了解决实际出资人股东资格认定问题的具体建议。
[Abstract]:The problem of shareholder qualification of the actual investor is the core and foundation of resolving the dispute of the actual investor. However, due to the absence of legislation and the unclear provisions of judicial interpretation, As a result, the rights of actual investors can not be well protected. This paper mainly analyzes the problem of shareholders qualification of actual investors from the theoretical and practical aspects, and demonstrates the necessity and feasibility of obtaining shareholder qualifications for actual investors. And the specific path to obtain shareholder qualification, trying to provide useful suggestions for the legislation of actual investors. The full text is divided into four chapters, the content is as follows:. The first chapter mainly expounds the basic theory of the actual investor. This part expounds the concept and characteristics of the actual investor, the difference between the actual investor and the related concepts, the causes and the anonymous investment relationship. Thus for the following practical investors to solve the relevant problems to do theoretical groundwork. The second chapter mainly analyzes the legislation and practice of shareholder qualification of actual investors in China. First of all, it introduces the relevant provisions of Company Law, and analyzes them. It shows that the problem of actual investors is prominent because of the blank of legislation. Secondly, it introduces the relevant provisions of the judicial interpretation of the Company Law, and analyzes it. This paper summarizes the conditions of shareholders' qualification confirmation and the concrete procedure of judicial confirmation. The third chapter mainly comments on the main theories of shareholder qualification of actual investors. Firstly, it introduces three theories of shareholder qualification, essence theory, form theory and distinction theory. Then, on the basis of analyzing the advantages and disadvantages of the three theories, the author comes to the conclusion that the shareholder qualification of the actual investor should be recognized conditionally. Chapter 4th is mainly about the legal consideration of the shareholder qualification of the actual investor. Firstly, it demonstrates the necessity of the conditional recognition of the shareholder qualification of the actual investor. Secondly, it discusses the feasibility of the conditional recognition of the shareholder qualification of the actual investor, and finally puts forward some concrete suggestions to solve the problem of the shareholder qualification of the actual investor.
【学位授予单位】：大连海事大学
【学位级别】：硕士
【学位授予年份】：2011
【分类号】：D922.291.91

【引证文献】