我国股权代持中实际出资人的权利保护研究

发布时间：2018-04-11 09:03

本文选题：实际出资人权利保护 + 股权信托　；参考：《中国地质大学(北京)》2017年硕士论文

【摘要】：股权代持是现代经济市场的产物,因其隐蔽性的特殊属性吸引着广大投资涌入其中。在市场经济的大背景下,股权代持的投资方式既能促进经济的发展,亦能使被投资的公司能使被投资的公司融通资金,有着良好的发展前景。但我国相关立法缺失,仅有2011年施行的《公司法解释三》对股权代持问题解释较为中肯,但寥寥数条无法涵盖股权代持的全部问题,实践中股权代持引发的纠纷较多,实际出资人的权利得不到很好的保护,因此如何规范股权代持问题值得深入研究。论文的主要内容包括以下:(1)股权代持的概述。主要阐述股权代持的相关基本概念,分析股权代持的性质以及其特殊的法律关系、种类和实际出资人风险。(2)股权代持的立法和相关案例。主要分析股权代持在我国的立法和司法现状及其存在的问题。通过二个案例,对实务中经常出现的典型的股权代持的纠纷进行分析。(3)是国外关于股权代持的相关规定。主要介绍英美法系和大陆法系中有关股权代持的相关法律规定,以期找出对我国的借鉴意义。(4)是完善我国股权代持法律问题的建议。在前文研究的基础上,本文提出了完善我国股权代持的相关建议。首先应确定实际出资人的身份;其次应完善相关配套法律制度,保护实际出资人的权利;第三应引进公证介入制度。股权代持以协议为核心,公证过的协议能表明实际出资人的合法地位。最后应借鉴国外股权代持的经验,推进股权信托模式。股权信托可以很好的保护实际出资人的利益。论文的结论是:为解决我国股权代持中存在的相关问题,应明确实际出资人的法律地位,构建股权代持的相关配套法律,对股权代持协议进行公证,推进股权信托模式,以保护实际出资人的合法权利。
[Abstract]:Stock holding is the product of modern economic market, because of its hidden special property, it attracts a large number of investment.Under the background of market economy, the investment mode of equity holding can not only promote the development of economy, but also enable the invested company to make the invested company finance funds, which has a good development prospect.However, there is a lack of relevant legislation in our country. Only the explanation of Company Law implemented in 2011 is more pertinent, but only a few articles can not cover all the problems of equity holding. In practice, there are many disputes caused by equity proxy holding.The rights of actual investors can not be well protected, so how to regulate equity holding is worth further study.The main contents of the paper include the following: 1) the overview of equity holding.This paper mainly describes the basic concepts of equity agency, analyzes the nature of equity proxy holding and its special legal relationship, types and actual investor risk. 2) legislation and relevant cases of equity proxy holding.This paper mainly analyzes the legislative and judicial status and the existing problems of equity holding in China.Through two cases, this paper analyzes the typical disputes of stock holding in practice.This paper mainly introduces the relevant laws and regulations in Anglo-American law system and civil law system in order to find out the significance of reference to our country. It is a suggestion to perfect the legal problem of equity proxy holding in our country.On the basis of the previous research, this paper puts forward some suggestions to improve the equity holding in China.Firstly, the identity of the actual investor should be determined; secondly, the relevant supporting legal system should be perfected to protect the rights of the actual investor; the third, the notarization intervention system should be introduced.The equity agreement is based on the agreement, and the notarized agreement can show the legal status of the actual investor.Finally, we should learn from the experience of foreign equity holding, and promote the equity trust model.Equity trust can very well protect the interests of actual investors.The conclusion of the paper is: in order to solve the related problems in China, we should make clear the legal status of the actual investors, construct the supporting laws, notarize the equity agency agreement, and promote the equity trust model.To protect the legal rights of actual investors.
【学位授予单位】：中国地质大学(北京)
【学位级别】：硕士
【学位授予年份】：2017
【分类号】：D922.291.91

【相似文献】