股份公司监事会制度研究

发布时间：2018-04-25 21:35

本文选题：股份公司 + 监事会　；参考：《苏州大学》2006年硕士论文

【摘要】： 本文首先从产权关系理论、代理成本理论、分权制衡理论、团队生产理论及大股东道德危险理论的理论视角对监事会制度进行法理分析,揭示了监事会制度具有监督制衡、保护股东利益和保护债权人利益的价值功效。随后,又通过对域外公司监控模式、我国股份公司监事会制度立法概况及运行现状的考察,提出笔者自己的见解,即“我国应借鉴德国监事会制度的立法经验,改进和完善我国的监事会制度。至于独立董事,只能‘在传统的框架中行动’”。同时还指出,我国公司法虽明文规定监事会为股份公司常设且必设监督机构,但对监事会的规定却失之过简,存在诸多缺漏与不足。实践中监事会监督不力,“监事不监事”、“监事不能监事”的现象比比皆是。为了改变这种现状,本文对完善我国股份公司监事会的组织制度、职权范围、行权方式以及监事会的义务与责任机制均提出了较为详细的立法建议,以期对我国公司法今后的修改有所裨益。此外,笔者也考虑到我国上市公司中独立董事与监事会并存的现状,认为“应正确界定两者的职权范围,使两者在监督方面优势互补,实现两者的有机结合,从而构建有中国特色的监管模式。”
[Abstract]:This paper firstly analyzes the system of the board of supervisors from the perspective of property right relation theory, agency cost theory, separation and balance theory, team production theory and moral hazard theory of large shareholders, and reveals that the board of supervisors system has supervisory checks and balances. The value of protecting the interests of shareholders and creditors. Then, through the investigation of the foreign company monitoring mode, the general situation of the legislation and the operation of the board of supervisors system in our country, the author puts forward his own opinion, that is, "our country should learn from the legislative experience of the board of supervisors system in Germany." Improve and perfect the system of board of supervisors in China. As for independent directors, they can only 'act within the traditional framework'. At the same time, it is pointed out that although the company law of our country explicitly stipulates that the board of supervisors is a permanent and necessary supervisory organization, the provisions on the board of supervisors are too simple and there are many deficiencies and deficiencies. In practice, the supervision of the board of supervisors is weak, and the phenomena of "supervisors without supervisors" and "supervisors without supervisors" abound. In order to change this situation, this paper puts forward some detailed legislative suggestions on how to perfect the organization system, the terms of reference, the way of exercising power and the obligation and responsibility mechanism of the board of supervisors. In order to improve our company law in the future. In addition, the author also considers the present situation of the coexistence of independent director and board of supervisors in listed companies in our country, and thinks that "we should define the scope of their functions and powers correctly, make them complement each other in the aspect of supervision, and realize the organic combination of the two." To build a regulatory model with Chinese characteristics. "
【学位授予单位】：苏州大学
【学位级别】：硕士
【学位授予年份】：2006
【分类号】：D912.29

【引证文献】