中国证券监督管理委员会《关于规范基金管理公司股东出资转让有关事项的通知》

发布时间：2018-05-08 13:32

本文选题：基金管理公司 + 出资转让　；参考：《财务与会计》2003年02期

【摘要】：正各基金管理公司股东单位、各基金管理公司:近一段时间,基金管理公司股东拟转让出资的现象引起了市场的广泛关注。股东依法转让出资是一种正常的民事行为,受法律保护。但是在这个过程中也出现了一些问题,影响了基金市场的正常秩序。基金业是一个需要高度规范和自律的行业,出资转让必须以保护基金持有人利益,促进基金管理公司的长远发展为目标。为维护基金业的健康稳定发展,保护基金持有人的合法权益,根据《中华人民共和国公司法》(以下简称《公司法》、《证券投资基金管理暂行办法》及《关于基金管理公司重大变更事项有关问题的通知》(证监基金字[2002]10号)(以下简称《重大变更通知》)等法律、法规的规定,就现阶段对基金管理公司的出资进行转让的有关事
[Abstract]:Shareholder units of fund management companies and fund management companies: in recent years, the phenomenon that the shareholders of fund management companies want to transfer their capital contributions has aroused widespread concern in the market. The shareholder transfers capital contribution legally is a kind of normal civil behavior, is protected by the law. But in this process also appeared some problems, affected the normal order of the fund market. Fund industry is a highly regulated and self-discipline industry. The purpose of capital transfer must be to protect the interests of fund holders and to promote the long-term development of fund management companies. In order to maintain the healthy and stable development of the fund industry and protect the legitimate rights and interests of fund holders, In accordance with the Company Law of the people's Republic of China (hereinafter referred to as "Company Law", the "interim measures for the Administration of Securities Investment funds") and the "notice on matters relating to major changes in fund management companies" ([2002] No. 10) For short, "notice of material change") and other laws, Relevant matters concerning the transfer of the fund management company's capital contribution at this stage are stipulated in the law and regulations.
【分类号】：D922.287

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