控制股东表决权限制研究

发布时间：2018-05-20 02:05

本文选题：控制股东 + 控制权　；参考：《天津商业大学》2013年硕士论文

【摘要】：公司在经济发展中的地位越来越重要。在公司内部结构中，控制股东占据着主导地位，控制股东在参与公司治理中的角色日益重要。控制股东在有效降低管理成本和提高上市公司治理效率的同时，他们对公司的控制力日益增强。然而，权力的增强和滥用似乎相乘相长，控制股东在追求公司最大利益的同时，也做出了一些滥用控制权侵犯公司长远利益的行为，引发了控制股东和中小股东的冲突，这种矛盾愈演愈烈，逐渐成为制约公司发展的瓶颈。研究控制股东表决权，有助于我们从更深层次上把握表决权限制的本质，理解表决权和控制权的关系；有助于我们从规范规制的层次上更好的把握公司立法和公司章程如何界分各自对控制股东表决权的限制，为约束控制股东滥用控制权提供一条思路，以达到公司治理结构合理、公司有效运行、维护中小股东权益、促进我国经济健康有序发展。本文采取语词分析法、比较法，立足于我国控制股东表决权的规制现状，对比国外控制股东表决权的规制，探索适合我国控制股东表决权限制的做法。本文除导论外，，包括三个部分。第一部分是控制股东表决权的界定及其性质。介绍了控制股东、控股股东、实际控制人和控制股东表决权的性质。第二部分是控制股东表决权限制的正当性分析。介绍了控制股东表决权限制的理论依据、社会价值、实证分析。理论依据主要包括“一股一权”和“资本多数决”机制缺陷、平等原则、权利不得滥用。社会价值体现在控制股东表决权有利于引导中小投资者理性投资，保护中小股东利益，增强公司社会效益。实证分析介绍了控制股东滥用表决权的原因和表现。第三部分是控制股东表决权限制的解决途径。首先介绍了公司立法、公司章程在限制控制股东表决权的界分依据和标准；其次介绍了借鉴域外控制股东表决权限制的做法；最后，分析章程限制控制股东表决权的可行性以及章程对控制股东表决权限制的设计思路。
[Abstract]:Companies are becoming more and more important in economic development. In the internal structure of the company, the controlling shareholder occupies the leading position, and the controlling shareholder plays an increasingly important role in the corporate governance. While controlling shareholders effectively reduce management costs and improve the efficiency of corporate governance, their control over the company is increasingly enhanced. However, the enhancement and abuse of power seem to multiply each other. While pursuing the best interests of the company, the controlling shareholders have also made some acts of abusing the control rights to infringe on the long-term interests of the company, which has caused the conflict between the controlling shareholders and the minority shareholders. This kind of contradiction becomes increasingly fierce, gradually becomes the bottleneck which restricts the company development. Studying the voting rights of controlling shareholders is helpful for us to grasp the essence of voting restriction and to understand the relationship between voting rights and control rights. It is helpful for us to better grasp the limitation of the voting rights of the controlling shareholders in the company legislation and the articles of association from the level of normative regulation, and to provide a way of thinking for restricting the abuse of the control rights by the controlling shareholders in order to achieve a reasonable corporate governance structure. The company operates effectively, protects the rights and interests of minority shareholders and promotes the healthy and orderly development of our economy. Based on the present situation of controlling shareholders' voting rights in our country, this paper adopts the word analysis method and comparative method, compares the control shareholders' voting rights in foreign countries, and explores the methods suitable for controlling shareholders' voting rights in our country. In addition to the introduction, this paper includes three parts. The first part is the definition and nature of controlling shareholders' voting rights. This paper introduces the nature of voting rights of controlling shareholders, actual controlling shareholders and controlling shareholders. The second part is the legitimate analysis of controlling shareholders' voting rights. This paper introduces the theoretical basis, social value and empirical analysis of controlling shareholders' voting rights. The theoretical basis mainly includes the defects of "one share, one right" and "capital majority decision" mechanism, equality principle and right can not be abused. The social value is reflected in controlling the voting rights of shareholders to guide the rational investment of small and medium investors, to protect the interests of small and medium shareholders, and to enhance the social benefits of the company. The empirical analysis introduces the reasons and performance of controlling shareholders' abuse of voting rights. The third part is the solution of controlling shareholders' voting rights. Firstly, it introduces the legislation of the company, the rules of the company in limiting the voting rights of the controlling shareholders. Secondly, it introduces the practice of drawing lessons from the restriction of the voting rights of the controlling shareholders. This paper analyzes the feasibility of controlling shareholders' voting rights by articles of association and the design ideas of articles of association to control shareholders' voting rights.
【学位授予单位】：天津商业大学
【学位级别】：硕士
【学位授予年份】：2013
【分类号】：D922.291.91

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