中国公司治理视阈下监事会制度完善探析

发布时间：2018-05-28 09:53

本文选题：公司治理 + 公司监督机制　；参考：《青岛大学》2017年硕士论文

【摘要】：自有公司以来,其所有者和经营者就出现了分离。所有者们一方面必须尽可能给予经营者决策自由,以充分发挥他们的聪明才智,适应瞬息万变的市场形势;另一方面则对自己无法直接控制自己的财产而感到惴惴不安,于是试图对经营者行为加以监督控制,故从公司制度产生一开始,就产生了公司监督制度。随着公司制度的发展与完善,公司监督制度也随之变化发展。从一开始小作坊式企业到大规模应用机器的产业工厂,再随着资本主义发展成为垄断企业,到了现代社会,则出现了跨国公司等富可敌国的大型公司,公司的经营管理与监督等变得异常复杂与麻烦。上世纪六十年代,一系列公司丑闻事件,促使人们开始将公司经营管理、公司监督等整合成为一个统一的整体来研究,这就是公司治理。公司监督变成公司治理中重要的一环,而监事会制度则是公司监督机制的重要制度之一。有别于其他研究者只是单纯的将监事会制度本身作为研究对象,本文试图将监事会制度放在公司制度的发展历程中,作为统一的公司治理结构的一部分,以历史的、整体的、辩证的角度来对监事会制度进行辨析与论证。中国公司法师法于德日英美等法律制度先进国家,然而借鉴的法律需要解决的却是中国自己在公司治理中面临的问题。面对这些中国独有的公司治理问题,单纯以比较研究的方式分析国外制度的优劣是不行的,本文试图在分析清楚当前中国公司治理中出现的问题的前提下,比较分析各国公司监督制度解决这些问题的可行性,从中找出能借鉴的部分以完善我国公司监事会制度。全文共分四个部分:第一部分通过公司与公司治理概念引出公司监督问题,论述各国公司监督机制;第二部分比较分析域外各国公司治理结构与公司监督机制制度安排、产生、发展及变化趋势;第三部分分析中国公司治理与公司监督机制运行状况,试图找到目前中国公司治理中遇到的问题,并探寻问题根源;第四部分详细阐述中国公司监事会制度,论证其制度缺陷,探索完善途径。
[Abstract]:Since its own company, its owners and operators on the emergence of separation. On the one hand, owners must give managers as much decision-making freedom as possible to bring their talents into full play and adapt to changing market conditions; on the other hand, they are nervous that they cannot directly control their property. Therefore, it tries to supervise and control the operator's behavior, so from the beginning of the company system, the company supervision system comes into being. With the development and perfection of the company system, the company supervision system also changes and develops. From small workshop enterprises to industrial factories that use machines on a large scale, and with the development of capitalism into monopolistic enterprises, to the modern society, large companies, such as multinational corporations, have emerged. The management and supervision of the company has become extremely complex and troublesome. In the 1960s, a series of corporate scandals prompted people to integrate corporate management, corporate supervision and so on into a unified whole, which is called corporate governance. Corporate supervision has become an important part of corporate governance, and the board of supervisors system is one of the important systems of corporate supervision mechanism. Different from other researchers, this paper tries to put the board of supervisors system in the development process of the company system, as a part of the unified corporate governance structure. Dialectical point of view to the system of board of supervisors analysis and demonstration. The law of Chinese companies is advanced in Germany, Japan and the United States and other countries. However, the problems that China itself faces in corporate governance need to be solved by using the law for reference. In the face of these unique corporate governance problems in China, it is impossible to analyze the advantages and disadvantages of foreign systems simply by means of comparative research. This paper compares and analyzes the feasibility of solving these problems under the supervision system of companies in various countries, and finds out the parts that can be used for reference in order to perfect the system of board of supervisors in our country. The thesis is divided into four parts: the first part introduces the problem of corporate supervision through the concept of corporate and corporate governance, and discusses the mechanism of corporate supervision in various countries, the second part compares and analyzes the system arrangement of corporate governance and corporate supervision mechanism in foreign countries. The third part analyzes the operation of Chinese corporate governance and corporate supervision mechanism, tries to find out the problems encountered in Chinese corporate governance, and explores the root causes of the problems. The fourth part elaborates the system of Chinese company board of supervisors. Demonstrate its system defect, explore the perfect way.
【学位授予单位】：青岛大学
【学位级别】：硕士
【学位授予年份】：2017
【分类号】：D922.291.91

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