我国有限责任公司股东股权转让问题研究

发布时间：2018-06-07 22:30

本文选题：有限责任公司 + 股权　；参考：《沈阳工业大学》2012年硕士论文

【摘要】：随着我国经济的迅速发展,公司作为一种主要的企业形态,成为推动社会经济发展的主要因素。有限责任公司作为一种介于无限公司和股份有限公司之间的形态,兼有人合性和资合性的特点。这就决定了股东不能退股,也不能像上市公司一样可在固定交易场所完成股权的转让。那么,如何实现为广大投资者提供更多更快捷的投资机会,股权转让制度则成为公司法上的一项重要制度安排。通过股权转让制度,既保障了股东股权自由转让的权利来维护有限责任公司资合性,又不破坏既有的人合性以保证公司的正常运营秩序,它成为我国学者和立法者需要深入思考和研究的重要课题。本论文针对我国股权转让制度现状,从三方面进行论述。首先,绪论部分阐述了论文选题的背景和意义、国内外研究发展的动态等;在正文部分,首先叙述了有限责任公司的产生与发展,对有限责任公司股权及股权转让及其相关内容进行理论上概述。其次,利用比较分析的方法,通过对域外各国立法进行逐一甄别,得出对我国公司立法对转让限制制度上,对内转让过于宽泛自由应予参照《法国商事公司法》予以充实。对外转让疏于保护转让股东权益应予借鉴日本法的指定受让人制度,以维护公司人合性的同时确保转让股东的正当利益。再次,运用归纳的方法,分析我国目前股东股权转让的理论限制理论问题,并深入剖析实务中常见的隐名投资股东和瑕疵股东的股权转让情况,对转让合同是否有效、转让法律效果问题进行论证。最后,找出对应的解决办法,对立法制度上添加同意权与优先购买权制度、异议股东强制购买义务履行时间的限定、质押股权制度、及对特殊情况下转让产生的异议股东回购请求权、股权的强制行程序限制、夫妻共有股权分配等的认定。总之在实体法完善基础上,配套相应程序上股权的评估机制和登记制度的改进,股权转让问题存在的弊端不仅是理论立法制度上的缺陷,同时也是作为法律人亟待应予研究和解决司法实践问题。
[Abstract]:With the rapid development of China's economy, the company, as a major form of enterprise, has become the main factor to promote the social and economic development. Limited liability company is a kind of form between unlimited company and joint stock limited company. This determines that shareholders can not withdraw shares, and can not like listed companies in fixed trading places to complete the transfer of shares. So, how to provide more and faster investment opportunities for investors, and equity transfer system has become an important institutional arrangement in company law. Through the system of equity transfer, it not only guarantees the right of shareholders to transfer freely, but also does not destroy the joint property of limited liability company to ensure the normal operation order of the company. It has become an important subject for Chinese scholars and legislators to think about and study deeply. This paper discusses the present situation of equity transfer system in China from three aspects. First of all, the introduction describes the background and significance of the topic, the development of research at home and abroad, etc. In the main part, it first describes the emergence and development of limited liability company. This paper gives a theoretical overview of equity and equity transfer of limited liability companies. Secondly, by using the method of comparative analysis, by discriminating the legislation of foreign countries one by one, it is concluded that in the system of restriction on transfer in our company legislation, the excessive freedom of internal transfer should be enriched by reference to the French Commercial Corporation Law. To protect the rights and interests of transferring shareholders, foreign transfer should draw lessons from the designated transferee system of Japanese law in order to safeguard the company's human rights and ensure the legitimate interests of the transferring shareholders. Thirdly, using the inductive method, this paper analyzes the theoretical problems of shareholder's equity transfer in our country at present, and deeply analyzes the situation of the share-transfer of the dormant investment shareholder and the defective shareholder, which is effective to the transfer contract. The legal effect of transfer is demonstrated. Finally, to find out the corresponding solution, to the legislative system to add the consent right and the preemptive right system, the objection shareholder compulsory purchase obligation performance time limit, the pledge stock right system, The repurchase claim of dissenting shareholders under special circumstances, the compulsory procedural restriction of equity, and the determination of the distribution of joint ownership of husband and wife. In a word, on the basis of the improvement of substantive law, the evaluation mechanism of equity and the improvement of registration system in corresponding procedures, the drawbacks of equity transfer are not only the defects of the theory and legislation system, At the same time, it is urgent to study and solve the judicial practice as a legal person.
【学位授予单位】：沈阳工业大学
【学位级别】：硕士
【学位授予年份】：2012
【分类号】：D922.291.91

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