董事在公司濒临破产时对债权人的义务和责任

发布时间：2018-07-03 00:14

本文选题：濒临破产 + 董事义务　；参考：《上海交通大学》2011年硕士论文

【摘要】：传统公司法上,董事仅仅对公司负责,对股东承担谨慎注意的经营管理义务和责任。二十世纪八十年代,在公众要求公司治理者广泛关注公司利益相关者权益的时代背景下,普通法法系主要国家陆续发展出一系列判例,要求公司董事在某些特定情况下,在履行职责时必须考虑公司债权人的利益。这一规则扩大了董事义务的内容,为债权人和作为其代表的破产清算人、破产管理人维护债权人权益提供了有力的武器。而且公司“社会责任理论”的确立使董事要对股东之外的其他利害关系人承担经营管理责任,尤其是公司出现破产原因,或者公司财务状况出现“濒临支付不能”、“陷入破产”,具有“资产的不合理的减少”的时候也即公司濒临破产的时候,公司董事有义务提起破产申请,董事应该对公司债权人承担直接责任。本文从董事对债权人的义务和责任概说、董事对债权人承担义务的内容及时间、董事提起破产申请的前提、董事的民事责任承担方式、董事违反破产申请义务的责任及抗辩事由等五个方面研究董事在公司濒临破产时对债权人的义务和责任,即不仅要加大对董事义务的要求,保护公司债权人利益,也要基于公司各主体利益平衡的要求,对董事责任进行适当的限制。
[Abstract]:In the traditional company law, the directors are only responsible to the company and take care of the management obligation and responsibility to the shareholders. In the 1980s, against the background of the public requiring corporate governance to pay attention to the rights and interests of corporate stakeholders, major common law countries have developed a series of precedents requiring directors of companies to be in certain circumstances. The interests of the creditors of the company must be taken into account in the performance of their duties. This rule expands the content of directors' obligations and provides a powerful weapon for creditors and liquidators acting as their representatives and the insolvency administrator to safeguard the rights and interests of creditors. Moreover, the establishment of corporate "social responsibility theory" makes directors bear responsibility for operation and management to other stakeholders other than shareholders, especially for the reasons of bankruptcy of the company, or the financial situation of the company is "on the verge of payment can not be paid." "fall into bankruptcy" and have "unreasonable reduction of assets", that is, when the company is on the verge of bankruptcy, the directors of the company have the obligation to file a bankruptcy application, and the directors should bear direct responsibility to the creditors of the company. This paper summarizes the obligations and responsibilities of directors to creditors, the content and time of directors' obligations to creditors, the premise of directors' filing for bankruptcy, the way of directors' civil liability, The duties and responsibilities of directors to creditors when the company is on the verge of bankruptcy, that is, not only to increase the requirements of directors' obligations, but also to protect the interests of the creditors of the company. Also should be based on the interests of the main body of the company to balance the requirements of the director's responsibility for appropriate restrictions.
【学位授予单位】：上海交通大学
【学位级别】：硕士
【学位授予年份】：2011
【分类号】：D922.291.91

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