公司重整中的股东权利研究

发布时间：2019-06-15 09:56

【摘要】：公司重整的目的不在于公平分配债务人的财产,而是通过调整债权人、股东及其他利害关系人、债务人的利益关系,积极的拯救陷入困境中的企业,使企业维持营运,重获生命力。股东作为公司重整中的主要利害关系人之一,其基于对公司的出资享有公司营运过程中的各种权利,在实践中公司甚至可以被认为是以追求股东利益最大化为出发点和最终目的的。但重整中的公司毕竟不是正常经营状况下的公司,不能再以追求股东利益最大化为目标,而应以协调各方利益,团结各方参与主体共同拯救企业为目标。因此,那些能够促使股东积极参与到公司重整程序,并有利于重整程序正常运行的权利,法律应明确地赋予股东享有并保障股东正常行使;那些股东基于公司法或其他法律规定享有,但不利于重整中各方参与主体的利益协调,有碍重整程序的正常进行和重整目标实现的权利,法律则必须加以明确限制。本文以公司重整中股东所具有的促进公司再生的积极作用和因“自利”因素的影响而阻碍重整进行的消极作用为视角,通过比较分析和实证分析的方法,立足于我国《企业破产法》的相关规定,对公司重整中的股东权利进行分析研究,就重整中股东权利的保护和限制进行梳理。文章除前言、结语外,分为四个部分: 第一部分对公司重整涉及到的相关制度和概念进行一个概述,并对股东在公司重整中应享有的法律地位进行论述。第二部分论述股东在重整中的具体权利,主要从股东的重整申请权、对重整计划草案的制定权、对重整计划草案的表决权和对重整计划执行的监督权几个方面进行。第三部分对公司重整中股东权利应受到的限制进行探讨。第四部分则对我国《企业破产法》中的相关规定进行分析,并就相关规定的不足提出自己的完善建议。
[Abstract]:The purpose of company reorganization is not to distribute the debtor's property fairly, but to actively save the troubled enterprise by adjusting the interests of creditors, shareholders and other stakeholders, and the debtor, so that the enterprise can maintain its operation and regain its vitality. As one of the main stakeholders in the reorganization of the company, shareholders enjoy all kinds of rights in the process of company operation based on the capital contribution of the company. In practice, the company can even be regarded as the starting point and the ultimate goal to pursue the maximum interests of shareholders. However, after all, the company in the process of reorganization is not a company under the normal operating condition, and should no longer aim at maximizing the interests of shareholders, but should aim at coordinating the interests of all parties and uniting the participants to rescue the enterprise. Therefore, those rights that can promote shareholders to actively participate in the reorganization process and are conducive to the normal operation of the reorganization procedure, the law should clearly give shareholders to enjoy and protect the normal exercise of shareholders; Those shareholders enjoy it based on the company law or other legal provisions, but it is not conducive to the coordination of the interests of all the participants in the reorganization, and hinders the normal progress of the reorganization procedure and the realization of the goal of reorganization, which must be clearly restricted by law. From the perspective of the positive role of shareholders in corporate restructuring and the negative effect that hinders the reorganization due to the influence of "self-interest" factors, through comparative analysis and empirical analysis, based on the relevant provisions of the Enterprise bankruptcy Law of our country, this paper analyzes and studies the shareholders' rights in corporate restructuring, and combs the protection and restriction of shareholders' rights in reorganization. In addition to the preface and conclusion, the article is divided into four parts: the first part summarizes the relevant systems and concepts involved in corporate restructuring, and discusses the legal status that shareholders should enjoy in corporate restructuring. The second part discusses the specific rights of shareholders in the reorganization, mainly from the shareholders' right to apply for reorganization, the right to prepare the draft reorganization plan, the voting rights of the draft reorganization plan and the supervision power to the implementation of the reorganization plan. The third part discusses the restrictions on the rights of shareholders in the reorganization of the company. The fourth part analyzes the relevant provisions of the Enterprise bankruptcy Law of our country, and puts forward some suggestions on the deficiency of the relevant provisions.
【学位授予单位】：西南政法大学
【学位级别】：硕士
【学位授予年份】：2011
【分类号】：D922.291.92

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