商标权质押融资法律风险防范机制研究

发布时间：2019-04-30 20:35

【摘要】：在知识经济时代,传统的担保方式己经不能满足市场的庞大需求,而知识产权质押融资则开始发挥越来越重要的作用。其中,商标权质押作为一种金融创新与知识产权相结合的新型融资手段,能有效促进企业的商标权进行资本化运作,对解决企业融资难问题具有深远的意义。然而,商标权质押融资本身结构复杂,涉及的交易主体众多,法律关系错综复杂,且我国尚处于商标权质押融资的起步阶段,在实践过程中相关风险日益突显,很多法律风险问题还没有从根本上得到解决,尤其商标权质押融资还在发展的上升期,后续偿还贷款期间潜在法律风险也不能忽视。所以本文在分析商标权质押融资过程中可能存在的各种法律风险、现行风险防范机制状况的基础上,借鉴国外的立法和实践经验,总结国内试点地区的成功经验,尝试提出新的更优化建议。本文研究的主要目的是在分析商标权质押融资法律风险的基础上构建系统的法律风险防范机制,以期对我国商标权质押融资的发展有所裨益。本文除引言和结语外,共分为四部分进行具体论述。第一部分:论述了商标权质押的概念、标的范围、质押类型和法律关系。同时,详细地论述我国商标权质押业务的发展状况与存在的风险,寻找与剖析阻碍我国商标权质押融资发展的根本原因。第二部分:论述我国商标权质押法律风险防范机制的现状和问题,主要分析并比较了典型试点地区的质押模式和法律风险的防范措施。第三部分:论述了典型国家商标权质押的法律制度,主要对美国、日本、德国的商标权质押法律规定进行了比较分析,得出其他国家的商标权质押制度对我国的启示。第四部分:完善我国商标权质押法律风险防范的思考。通过多方参与分担商标权质押的法律风险,促进商标权实现途径的多元化、加强对商标权质押融资贷后法律监管、完善商标权质押融资法律风险的事后解决机制。
[Abstract]:In the era of knowledge economy, the traditional way of guarantee can not meet the huge demand of the market, and the pledge financing of intellectual property rights begins to play a more and more important role. Among them, the pledge of trademark right, as a new financing means combining financial innovation and intellectual property rights, can effectively promote the capitalization of the trademark right of enterprises, and has far-reaching significance to solve the problem of financing difficulties of enterprises. However, the structure of trademark pledge financing itself is complex, involving a large number of transaction subjects, legal relations are complex, and our country is still in the initial stage of trademark pledge financing, in the process of practice related risks become increasingly prominent. Many legal risks have not been fundamentally solved, especially in the rising period of trademark pledge financing, and the potential legal risks during the subsequent repayment of loans cannot be ignored. Therefore, on the basis of analyzing the legal risks that may exist in the process of trademark pledge financing and the status of the current risk prevention mechanism, this paper draws lessons from the legislation and practical experience of foreign countries, and summarizes the successful experiences of domestic pilot areas. Try to put forward new and more optimized suggestions. The main purpose of this paper is to construct a systematic legal risk prevention mechanism on the basis of analyzing the legal risk of trademark pledge financing in order to benefit the development of trademark pledge financing in China. In addition to the introduction and conclusion, this paper is divided into four parts for specific discussion. The first part discusses the concept of trademark pledge, the scope of subject matter, the type of pledge and the legal relationship. At the same time, the development and risk of trademark pledge business in China are discussed in detail, and the basic reasons of hindering the development of trademark pledge financing in our country are found and analyzed. The second part discusses the current situation and problems of the legal risk prevention mechanism of trademark pledge in our country, and mainly analyzes and compares the mode of pledge and the preventive measures of legal risk in typical pilot areas. The third part discusses the legal system of trademark pledge in typical countries, mainly compares and analyzes the legal provisions of trademark pledge in the United States, Japan and Germany, and draws the enlightenment of other countries' trademark pledge system to our country. The fourth part: perfect our country trademark right pledge legal risk prevention ponder. Through the participation of many parties in sharing the legal risk of trademark pledge, promoting the diversification of ways to realize trademark right, strengthening the legal supervision over the financing of trademark right pledge, and perfecting the mechanism of solving the legal risk of trademark pledge financing after the event.
【学位授予单位】：天津工业大学
【学位级别】：硕士
【学位授予年份】：2017
【分类号】：D923.43

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