我国知识产权证券化法律问题研究

发布时间：2018-03-06 21:09

本文选题：知识产权证券化　切入点：特殊目的机构SPV　出处：《上海社会科学院》2012年硕士论文　论文类型：学位论文

【摘要】：知识产权证券化是资产证券化的一种,它巧妙的将知识产权与金融工程相结合,深化了企业的融资渠道,拓宽了投资者对于知识产权这种高风险高利润的投资品种的需求。因此对于一个完整的证券化流程来说,所要解决的法律问题,主要涉及到三个方面：知识产权本身涵待解决的法律问题；传统的资产证券化结构设计中所面临的法律问题；以及知识产权和资产证券化相结合后,由于“质变”所衍生出的不同于前两者的新的法律问题。我国开展知识产权证券化的动因更类似于日本模式,主要是为了拓宽中小企业的融资渠道,鼓励和扶持中小型高科技企业持续、健康和快速发展,培养一个结构更加合理的产业体系,我国虽然有较为完善的知识产权与商法金融法体系,但是其内容大都旨在调整那些普通的知识产权和传统的证券法律关系,对于知识产权证券化这种新型的金融衍生工具的法律界定还是存在着许多不契合之处,知识产权证券化能否开展的关键,首先就是必须在法律制度上进行完善,就我国目前情况来看,信用评级机构和体系的建立仍然是制约证券化的一大因素,我们应当重视对于国内信用评级机构的规范化运作以及诚信体系的建立
[Abstract]:Intellectual property securitization is a kind of asset securitization, which cleverly combines intellectual property rights with financial engineering and deepens the financing channels of enterprises. It broadens the demand of investors for intellectual property rights, such as high risk and high profit investment, so for a complete securitization process, the legal problems to be solved, It mainly involves three aspects: the legal problems that intellectual property itself contains to be solved; the legal problems in the design of traditional asset securitization structure; and the combination of intellectual property and asset securitization. Because of the new legal problems arising from the "qualitative change" that are different from the former two, the motivation for the development of intellectual property securitization in China is more similar to the Japanese model, mainly in order to broaden the financing channels for small and medium-sized enterprises. To encourage and support the sustained, healthy and rapid development of small and medium-sized high-tech enterprises, and to foster a more rational industrial system, although China has a relatively complete system of intellectual property rights and commercial law and financial law, However, most of its contents are aimed at adjusting the legal relationship between ordinary intellectual property rights and traditional securities, and there are still many inconsistencies in the legal definition of intellectual property securitization, a new type of financial derivative. The key to whether intellectual property securitization can be carried out is, first of all, it is necessary to improve the legal system. In view of the current situation in China, the establishment of credit rating agencies and systems is still a major factor restricting securitization. We should pay attention to the standardized operation of domestic credit rating agencies and the establishment of credit system
【学位授予单位】：上海社会科学院
【学位级别】：硕士
【学位授予年份】：2012
【分类号】：D923.4;D922.287

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