对我国风险投资法律制度的思考

发布时间：2018-06-02 03:01

本文选题：风险投资 + 法律制度　；参考：《贵州大学》2008年硕士论文

【摘要】： 风险投资起源于20世50年代的美国,在70年代后得到迅速发展,极大地推动了美国高科技的发展,并为英国、日本等国家所移植与借鉴。我国对这一新的投资方式也极为关注,1998年民建中央向全国政协九届一次大会提交了题为《关于加快发展我国风险投资事业》的提案,此后,风险投资的实践和理论研究在我国迅速展开。对于风险投资这一新的经济现象,法学研究应给予关注和回应,风险投资的产生和发展为经济法、民商法的理论和实践提供了新的视野和研究领域。目前,我国风险投资的发展历史较短、实践经验不足,风险投资的发展还受到较多因素的制约。风险投资的理论研究,特别是风险投资的法律理论研究还很薄弱。本文以风险投资法律制度为研究对象,综合运用系统论、经济分析、比较分析以及法解释学等方法对风险投资法律制度一般理论、风险投资主体法律制度、风险投资行为法律制度和风险投资政府扶植和监管法律制度进行了系统研究,并在此基础上,对我国风险投资法律制度的建立和完善提出一些思路。本文由前言、正文和结语三个部分构成,其中正文共有四章构成。本文首先在对风险投资的历史发展、风险投资的特征进行阐述的基础上,剖析了风险投资的概念,指出风险投资是向高成长的新兴企业提供长期权益资本的活动,风险投资的法律关系具有多方参与的特点。接着对风险投资的资金来源和募集、风险投资的合同谈判与签定、风险资本的退出等各个环节的运行机制和法律制度进行了分析和比较,从微观层面上分析了风险投资的具体运作过程,进一步研究了各种制度的背景文化、运行效率和优劣。然后,对风险投资政府扶植法律制度进行了分析和比较。研究了各种制度的产生背景和效果。最后,文章论述了我国风险投资及其立法的现状、分析了我国风险投资法律制度的不足,讨论了我国风险投资法律制度的完善问题,提出了一些完善我国风险投资法律制度的建议和思考。
[Abstract]:Venture capital originated from the United States in the 1950s and developed rapidly after the 1970s, which has greatly promoted the development of American high technology, and has been transplanted and used for reference by Britain, Japan and other countries. China is also very concerned about this new investment mode. In 1998, the Central Committee of the National Committee of the Chinese people's political Consultative Conference submitted to the first session of the Ninth CPPCC National Committee a proposal entitled "on speeding up the Development of the cause of Venture Capital in China." since then, The practice and theory research of venture capital is developing rapidly in our country. For the new economic phenomenon of venture capital, legal research should pay attention to and respond to it. The emergence and development of venture capital provide a new field of vision and research for the theory and practice of civil and commercial law. At present, the development history of venture capital in our country is short, the practice experience is insufficient, and the development of venture capital is restricted by many factors. The theoretical research of venture capital, especially the legal theory of venture capital, is still very weak. This article takes the venture capital legal system as the research object, synthetically uses the system theory, the economic analysis, the comparative analysis and the law hermeneutics and so on the method to venture capital legal system general theory, the venture capital main body legal system. The legal system of venture capital behavior and the legal system of government support and supervision of venture capital are systematically studied, and on this basis, some ideas are put forward for the establishment and improvement of the legal system of venture capital in China. This paper consists of three parts: preface, text and conclusion, in which the text consists of four chapters. On the basis of expounding the historical development and characteristics of venture capital, this paper analyzes the concept of venture capital, and points out that venture capital is the activity of providing long-term equity capital to the high growth new enterprise. The legal relationship of venture capital has the characteristics of multiple participation. Then it analyzes and compares the operation mechanism and legal system of various links, such as the source and raising of venture capital, the negotiation and signing of the contract of venture capital, the withdrawal of venture capital, etc. This paper analyzes the concrete operation process of venture capital from the micro level, and further studies the background culture, operation efficiency and advantages and disadvantages of various systems. Then, it analyzes and compares the legal system supported by venture capital government. The background and effect of various systems are studied. Finally, the article discusses the current situation of venture capital and its legislation in China, analyzes the shortcomings of the legal system of venture capital in China, and discusses the perfection of the legal system of venture capital in China. Some suggestions and thoughts on perfecting the legal system of venture capital in China are put forward.
【学位授予单位】：贵州大学
【学位级别】：硕士
【学位授予年份】：2008
【分类号】：D922.29;D922.28

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