股东大会提案制度研究

发布时间：2018-07-06 17:06

本文选题：股东大会 + 提案　；参考：《南京理工大学》2006年硕士论文

【摘要】：提案是提交会议讨论决定或处理的建议。股东大会提案是指提案主体在股份有限公司股东大会职权范围内提请股东大会讨论决定或处理的建议。股东大会提案制度是股份有限公司股东大会提案主体为参与公司经营事务而向股东大会提出提案的一系列规则。股东大会提案制度对股份有限公司有着重要的法律意义。国内外对股东大会提案制度的有关方面都有相关规定。构建股东大会提案制度需要以法的一般理论、民商法方面的理论以及法经济学等方面的理论为依据。提案权是股东大会提案制度的核心。提案权是指符合一定要求的提案主体享有的可以向股东大会提出符合条件的建议，要求记载于股东大会通知上，交由股东大会讨论决定的权利。股东、董事会、监事会、经理、职工等应当都可以向股东大会提出提案。要求将符合规定标准的提案列入股东大会议程的权利是提案权的核心内容。提案权也需要受到限制。提案制度实施中，提案主体行使提案权应当按照法律或章程的规定，以规定的形式，在规定的时间将符合规定要求的提案提交给规定的机构或人员，相关机构应当为提案主体行使提案权提供方便，切实保障提案权的正当行使。审查机构应当按照法律或章程要求审查各主体提交的提案。发生提案争议，提案主体可以通过召集股东大会或诉之法院等途径来解决争议，，维护各主体的提案权。我国目前对股东大会提案制度的相关规定还存在许多缺陷，可以借鉴国外的相关理论研究和立法规定予以完善。论文分为五个部分对股东大会提案制度进行论述：第一部分是关于股东大会提案制度的概述，对股东大会提案和股东大会提案制度的相关问题进行简述；第二部分将论述构建股东大会提案制度的法理基础，以法的一般理论、民商法方面的理论以及法经济学方面的理论为依据；第三部分主要阐述股东大会提案制度的核心——提案权及其构造问题；第四部分主要论述股东大会提案制度的实施——提案权的实现机制问题；第五部分提出完善我国相关立法规定的建议。
[Abstract]:A proposal is a proposal submitted to the meeting for decision or disposition. The proposal of general meeting of shareholders refers to the proposal that the main body of the proposal submits to the general meeting of shareholders to discuss the decision or deal with it within the terms of reference of the general meeting of shareholders of limited company. The proposal system of shareholders' general meeting is a series of rules by which the main body of shareholders' meeting of a joint stock limited company puts forward a proposal to the general meeting of shareholders in order to participate in the business affairs of the company. The proposal system of shareholders' general meeting has important legal significance to the joint stock limited company. At home and abroad for shareholders' general meeting proposal system related aspects have relevant provisions. The general theory of law, the theory of civil and commercial law and the theory of law and economics should be taken as the basis for the construction of the proposal system of shareholders' general meeting. The proposal right is the core of the shareholders' general meeting proposal system. The right to propose a proposal is the right that the subject of a proposal that meets certain requirements can put forward a qualified proposal to the general meeting of shareholders and require that it be recorded in the notice of the general meeting of shareholders and submitted to the general meeting of shareholders for discussion and decision. Shareholders, boards of directors, supervisory boards, managers, staff and workers shall all be able to submit proposals to the general meeting of shareholders. The right to include a proposal that meets the prescribed criteria on the agenda of the general meeting is at the heart of the proposal right. The right to propose also needs to be restricted. In the implementation of the proposal system, the subject of the proposal shall, in accordance with the provisions of the law or articles of association, submit to the specified institution or person a proposal that meets the prescribed requirements at the prescribed time and in a prescribed form, in accordance with the provisions of the law or articles of association, The relevant institutions shall provide convenience for the subject to exercise the proposal right and ensure the proper exercise of the proposal right. The examining body shall examine the proposals submitted by the main parties in accordance with the requirements of the law or the articles of association. The main body of the proposal may resolve the dispute by convening the general meeting of shareholders or the court of action, and safeguard the right of each subject to propose the proposal. At present, there are still many defects in the relevant regulations of the proposal system of shareholders' general meeting in our country, which can be perfected by reference to the relevant theoretical research and legislative provisions of foreign countries. The paper is divided into five parts to discuss the proposal system of the general meeting of shareholders: the first part is the overview of the proposal system of shareholders' general meeting, and the related issues of the proposal system of shareholders' general meeting and the proposal system of general meeting of shareholders; The second part will discuss the legal basis of constructing the proposal system of shareholders' meeting, based on the general theory of law, the theory of civil and commercial law and the theory of law and economics. The third part mainly expounds the core of the shareholders' general meeting proposal system-the proposal right and its construction, the fourth part mainly discusses the implementation of the shareholders' general meeting proposal system-the realization mechanism of the proposal right; The fifth part puts forward the suggestion of perfecting the relevant legislation of our country.
【学位授予单位】：南京理工大学
【学位级别】：硕士
【学位授予年份】：2006
【分类号】：D912.29

【引证文献】