论我国有限责任公司股东资格的认定

发布时间：2018-08-21 12:22

【摘要】： 在我国,有限责任公司股东资格的认定,是公司纠纷案件审理中最为疑难的问题之一,其对于维护投资人的合法权益,维护公司法律关系稳定性,促进市场交易与安全具有重要意义。我国有限责任公司股东资格认定目前存在诸多问题,理论界与实务界对相关问题尚未达成一致。因此,探讨我国有限责任公司股东资格的认定问题,具有较为重要的理论与实践意义。本文第一章对有限责任公司股东资格认定的概念进行了分析,阐述了有限责任公司股东的概念及与股东、股权的关系,介绍了股东资格的构成要件。其次,讨论了有限责任公司股东资格认定的含义及意义。第二章全面分析了有限责任公司股东资格认定的主要证据及其一般效力,并认为应当综合各种证据进行具体认定。归纳了实践中的两种证据分类方法,提出可以根据不同的认证思路综合采用相关证据。第三章对我国有限责任公司股东资格认定的现状进行了考察,对《公司法》有关股东资格构成要件的规定与我国部分地区法院关于股东资格认定的指导性意见作了详细介绍,指出了我国有限责任公司股东资格认定中存在的问题,即证据严重缺乏或互相矛盾、缺乏统一的证据规则、相关法律规范不够完善。第四章讨论了我国有限责任公司股东资格认定的原则与证据规则。首先,阐述了我国有限责任公司股东资格认定的标准。其次,主张在公司法立法精神指引下,注重保护和平衡公司、股东和债权人的利益,坚持“维护公司法律关系的稳定性”与“体现商法的公示主义与外观主义”两个基本原则。再次,根据不同类型纠纷所涉及的不同法律关系,探讨了我国有限责任公司股东资格认定的证据规则。最后,讨论了我国有限责任公司股东资格认定的几种特殊情形。
[Abstract]:In our country, the qualification of shareholders of limited liability companies is one of the most difficult problems in the trial of company disputes. It can protect the legitimate rights and interests of investors and maintain the stability of the legal relations of companies. It is of great significance to promote market transaction and security. There are many problems existing in the qualification of shareholders of limited liability companies in China, but the theoretical and practical circles have not reached an agreement on the relevant issues. Therefore, it is of great theoretical and practical significance to discuss the qualification of shareholders of limited liability companies in China. In the first chapter, the author analyzes the concept of shareholder qualification of limited liability company, expounds the concept of shareholder of limited liability company and its relationship with shareholder and stock right, and introduces the constitutive requirements of shareholder qualification. Secondly, it discusses the meaning and significance of shareholder qualification of limited liability company. The second chapter comprehensively analyzes the main evidence and its general effect of shareholder qualification of limited liability company, and thinks that we should synthesize all kinds of evidence to confirm it. This paper summarizes two kinds of evidence classification methods in practice and puts forward that relevant evidence can be synthetically adopted according to different authentication ideas. The third chapter investigates the status quo of shareholder qualification in limited liability companies in China, and introduces in detail the provisions of Company Law on the requirements of shareholders' qualification and the guidance opinions of some district courts on shareholder qualification. This paper points out the problems existing in the qualification of shareholders of limited liability companies in our country, that is, the evidence is seriously lacking or contradictory, the unified rules of evidence are lacking, and the relevant legal norms are not perfect enough. Chapter four discusses the principle and evidence rule of shareholder qualification of limited liability company in our country. First of all, elaborated our country limited liability company shareholder qualification confirmation standard. Secondly, under the guidance of the spirit of company law legislation, we should pay attention to the protection and balance of the interests of companies, shareholders and creditors, and adhere to the two basic principles of "maintaining the stability of corporate legal relations" and "publicism and externalism embodying commercial law". Thirdly, according to the different legal relations involved in different types of disputes, this paper discusses the evidence rules of shareholder qualification of limited liability companies in China. Finally, several special cases of shareholder qualification of limited liability company in China are discussed.
【学位授予单位】：中国政法大学
【学位级别】：硕士
【学位授予年份】：2008
【分类号】：D922.291.91

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