外商投资、环境监管与环境效率——理论拓展与来自中国的经验证据

发布时间：2018-02-23 19:12

本文关键词： FDI质量环境监管环境效率产业结构绿色升级联立方程模型　出处：《产业经济研究》2017年04期 　论文类型：期刊论文

【摘要】：在拓展Grossman与Krueger分析框架的基础上,细致阐释了外商投资影响环境效率的机制,并运用联立方程模型和面板门槛技术,从数量与质量两个角度实证考察FDI影响环境效率的机理和效果,结果表明:(1)FDI数量通过产业结构途径阻碍了环境效率的提高,但FDI数量与FDI质量均能通过环境技术渠道改善环境绩效;(2)FDI数量因其给环境质量带来了负面影响而引致本地环境监管的强化,而FDI质量作为各地政府竞相争夺的"潜在"资源,倾向于弱化本地的环境监管;(3)外资质量与外资规模对环境效率的作用均表现为基于环境监管强度的双重门槛特征。当环境监管强度较低与较高时,FDI数量与质量对环境效率的影响表现为负面或不显著;当环境监管强度处于合理水平时,FDI数量对环境效率的负面效应减弱,FDI质量对环境效率有正面的影响。因此,政府在制定合理的环境监管、提高外资企业环境准入门槛、鼓励环保型外资企业进入等方面的协同努力,对促进FDI正向的环境效应,实现可持续发展至关重要。
[Abstract]:On the basis of expanding the analysis framework of Grossman and Krueger, the mechanism of foreign investment influencing environmental efficiency is explained in detail, and the simultaneous equation model and panel threshold technology are used. The mechanism and effect of FDI affecting environmental efficiency are investigated from the perspective of quantity and quality. The results show that the quantity of FDI hinders the improvement of environmental efficiency through the way of industrial structure. However, both the quantity of FDI and the quality of FDI can improve the environmental performance through the channel of environmental technology. The quantity of FDI has brought negative impact to the environmental quality, which has led to the strengthening of local environmental supervision, and the quality of FDI is regarded as a "potential" resource competing for by local governments. The effect of foreign capital quality and foreign capital scale on environmental efficiency is characterized by double threshold characteristics based on environmental supervision intensity. When the intensity of environmental regulation is low and high, FDI quantity and quality are related to each other. The impact of environmental efficiency is negative or not significant; When the intensity of environmental supervision is at a reasonable level, the negative effect of FDI quantity on environmental efficiency weakens and the quality of FDI has a positive impact on environmental efficiency. Therefore, the government is formulating reasonable environmental regulation to raise the threshold of environmental entry for foreign-funded enterprises. It is very important to promote the positive environmental effect of FDI and realize the sustainable development by encouraging the cooperative efforts of environmental protection foreign capital enterprises.
【作者单位】：广东财经大学经济学院;中国社会科学院数量经济与技术经济研究所;
【基金】：国家社科基金重大项目(15ZDC012) 教育部人文社科青年基金项目(15YJCZH242)
【分类号】：F832.6;X32

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