G证券公司经营绩效优化研究

发布时间：2018-06-28 05:50

本文选题：证券公司 + 经营绩效　；参考：《南京航空航天大学》2017年硕士论文

【摘要】：自20世纪90年代以来,中国金融体系逐步开放,金融发展速度逐渐加快,以银行为中介的间接融资逐步被以券商为主体的直接融资所替代。证券公司作为直接融资的重要媒介,近年来随着金融混业经营步伐的加速和浮动佣金制的全面施行,证券公司面临严峻挑战。G证券公司作为全国综合型一流券商,一直存在规模大而不强,经营业务多而不精等一系列问题。如何有效将储蓄转化为投资?如何通过资本市场融通社会剩余资金?如何提高资金周转速度和使用效率,实现资本优化配置?这些问题的回答,对资本市场前沿的G证券公司经营绩效优化,具有一定实用价值和代表性意义。论文基于证券公司的经营绩效及其优化的文献分析,总结券商行业的发展历程、发展现状及存在问题、发展趋势等,厘清券商经营绩效领域的演化过程以及分析的出发点和分析工具,发现G证券公司在中国具有代表性,其经营绩效与优化的探讨可以对待某些深层次的问题;基于证券公司经营绩效的理论研究,发现尚无能够被学术界普遍接受的券商经营绩效内涵的认识;基于绩效分析的可行性方法,用财务分析法和因子分析法分别研究G证券公司纵向和横向经营绩效,并以数据分析结果为依据,从业务、客户、对外、对内四个方面,就如何提升G证券公司经营绩效提出优化策略。
[Abstract]:Since the 1990s, China's financial system has gradually opened up, the speed of financial development has been gradually accelerated, the indirect financing with banks as the intermediary has been gradually replaced by the direct financing with securities dealers as the main body. As an important medium for direct financing, securities companies are facing severe challenges in recent years with the acceleration of the pace of financial mixed operation and the full implementation of the floating commission system. There has been a large scale and not strong, business operations and not refined and a series of problems. How can savings be effectively converted into investment? How to finance the social surplus funds through the capital market? How to improve the speed of capital turnover and use efficiency to achieve the optimal allocation of capital? The answers to these questions are of practical value and representative significance to the optimization of the operating performance of G securities companies in the forefront of the capital market. Based on the literature analysis of the performance and optimization of securities companies, the paper summarizes the development history, current situation, existing problems, development trend and so on. It is found that G securities company is representative in China, and the discussion on its performance and optimization can deal with some deep-seated problems. Based on the theoretical study of the performance of securities companies, it is found that there is no widely accepted understanding of the connotation of the performance of securities firms. Using financial analysis method and factor analysis method to study the vertical and horizontal management performance of G securities company respectively, and based on the results of data analysis, from the business, customer, external, internal four aspects, Put forward the optimization strategy on how to improve the performance of G securities company.
【学位授予单位】：南京航空航天大学
【学位级别】：硕士
【学位授予年份】：2017
【分类号】：F832.39;F830.42

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