异质性、双向外包与企业研发决策:理论模型与经验证据
发布时间：2019-03-26 18:20
【摘要】：本文基于企业异质性的假定,将双向外包模型引入到经典的企业研发决策的分析框架,明确划分了国内研发外包、国际研发外包和双向研发外包的研发模式,重新界定了企业研发的异质性指标,拓展了相关理论模型。研究表明,以企业TFP和技术吸收能力衡量的研发效率的异质性是影响企业研发决策的重要因素。同时运用我国1999—2008年36个行业大中型工业企业数据,基于DEA Malmquist方法测算了分行业的TFP值,并验证了模型结论对中国的适用性。实证结果表明,具有较高TFP和技术吸收能力的企业,会选择双向研发外包,其次会选择国际研发外包,较低的会选择国内研发外包。我国企业应重视自主研发、外部知识溢出和示范效应,加强国际研发合作,以提升创新效率。
[Abstract]:Based on the assumption of enterprise heterogeneity, this paper introduces the two-way outsourcing model into the classical analytical framework of enterprise R & D decision-making, and clearly divides the R & D mode of domestic R & D outsourcing, international R & D outsourcing and two-way R & D outsourcing. The heterogeneity index of enterprise R & D is redefined, and the related theoretical model is expanded. The research shows that the heterogeneity of R & D efficiency measured by TFP and technology absorption capacity is an important factor influencing R & D decision-making of enterprises. At the same time, using the data of 36 large and medium-sized industrial enterprises in China from 1999 to 2008, this paper calculates the TFP value of different industries based on the DEA Malmquist method, and verifies the applicability of the model conclusion to China. The empirical results show that enterprises with higher TFP and technology absorption ability will choose two-way R & D outsourcing, followed by international R & D outsourcing, and lower R & D outsourcing will choose domestic R & D outsourcing. China's enterprises should attach importance to independent R & D, external knowledge spillover and demonstration effects, strengthen international R & D cooperation, in order to improve the efficiency of innovation.
【作者单位】： 兰州商学院国际经济与贸易学院;北京师范大学经济与工商管理学院;
【基金】：国家社科基金项目“西部地区承接国内外产业转移的动力机制及效率研究”(批准号09BJL053)的资助 教育部新世纪优秀人才支持计划“产业转移的动力基础、引力因素与效率研究”(批准号NCET 080632)的阶段性成果之一
【分类号】：F719;F273.1;F224
[Abstract]:Based on the assumption of enterprise heterogeneity, this paper introduces the two-way outsourcing model into the classical analytical framework of enterprise R & D decision-making, and clearly divides the R & D mode of domestic R & D outsourcing, international R & D outsourcing and two-way R & D outsourcing. The heterogeneity index of enterprise R & D is redefined, and the related theoretical model is expanded. The research shows that the heterogeneity of R & D efficiency measured by TFP and technology absorption capacity is an important factor influencing R & D decision-making of enterprises. At the same time, using the data of 36 large and medium-sized industrial enterprises in China from 1999 to 2008, this paper calculates the TFP value of different industries based on the DEA Malmquist method, and verifies the applicability of the model conclusion to China. The empirical results show that enterprises with higher TFP and technology absorption ability will choose two-way R & D outsourcing, followed by international R & D outsourcing, and lower R & D outsourcing will choose domestic R & D outsourcing. China's enterprises should attach importance to independent R & D, external knowledge spillover and demonstration effects, strengthen international R & D cooperation, in order to improve the efficiency of innovation.
【作者单位】： 兰州商学院国际经济与贸易学院;北京师范大学经济与工商管理学院;
【基金】：国家社科基金项目“西部地区承接国内外产业转移的动力机制及效率研究”(批准号09BJL053)的资助 教育部新世纪优秀人才支持计划“产业转移的动力基础、引力因素与效率研究”(批准号NCET 080632)的阶段性成果之一
【分类号】：F719;F273.1;F224
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