论自然资源类国有企业的收益分享机制——基于状态空间模型化方法

发布时间：2018-04-11 04:29

本文选题：自然资源开发利用 + 分税制　；参考：《江汉论坛》2016年01期

【摘要】：自然资源的合理开发利用是可持续经济增长的助推力量,而"营改增"弱化了地方政府推动经济增长的力量。建立地方政府与其行政管辖区域内自然资源类国有企业的激励相容机制,既有利于地方政府财权和事权的良性匹配,又有利于自然资源开发利用的合理有序。本文引入状态空间模型化方法对地方政府与其行政区域内自然资源类国有企业之间建立激励机制的期望收益及约束条件进行了分析,进一步证实了在委托—代理条件下建立地方政府与自然资源类国有企业的激励相容机制,既有利于地方政府财权和事权的良性匹配,又有利于自然资源开发利用的合理有序,实现双重红利效应。为了保证这种契约关系的有效而稳固,必要的约束和监督机制应该着眼于企业(及其经营者)可能存在的机会主义倾向、监督成本、监督绩效及奖惩机制的合理性。
[Abstract]:The rational exploitation and utilization of natural resources is sustainable economic growth and boost power, "replacing business tax with value-added tax(VAT)" local government weakened the strength of economic growth. The establishment of local government and administrative jurisdiction of natural resources of state-owned enterprises incentive mechanism, both benign, conducive to government financial authority and powers, but also conducive to the the development and utilization of natural resources reasonably and orderly. The establishment of incentive mechanism and constraint conditions between the expected revenue by introducing the state space model of local government and its administrative area of natural resources of state-owned enterprises were analyzed, further confirmed the establishment of local government and natural resources of state-owned enterprises in the principal-agent incentive mechanism under the condition of, both benign, conducive to property rights and powers of local government, but also conducive to the development and utilization of natural resources reasonably, to achieve double dividend In order to ensure the effectiveness and stability of such contractual relationship, the necessary constraint and supervision mechanism should focus on the opportunist tendencies of enterprises and their operators, the cost of supervision, the performance of supervision and the rationality of rewards and punishments mechanism.

【作者单位】：吉林大学中国国有经济研究中心;吉林大学经济学院;吉林大学数学学院;
【基金】：教育部人文社会科学重点研究基地重大项目“中国国有自然资源合理开发利用和完善监管体制研究”(项目编号:14JJD790037) 吉林大学“985工程”哲学社会科学创新基地项目“中国国有经济改革与发展”(项目编号:201112)、吉林大学科学前沿与交叉学科创新项目“我国自然资源开发利用与监管机制优化研究”(项目编号:2014QY057)的阶段性成果
【分类号】：F276.1;F205

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