香港财富管理市场初探之结构性产品

发布时间：2018-01-04 00:24

  本文关键词：香港财富管理市场初探之结构性产品　出处：《银行家》2013年03期 　论文类型：期刊论文

  更多相关文章： 香港 财富 管理 市场 初探 结构性 产品

【摘要】：正香港结构性产品定义与分类结构性产品通常被认为是投资回报与相关资产表现挂钩的合成投资产品。香港市场的结构性产品可分为上市结构性产品和非上市结构性两大类。具体来看,非上市零售结构性产品完全由香港证券及期货事务监察会("证监会")直接监管;上市结构性产品也受证监会监管,但香港联合交易所("联交所")是其前线监管机构,负责审阅和批准上市结构性产品的上市文件。雷曼迷你债事件后,香港证监会加强对结构性产品的监管。《2011年证券及期货和公司法例(结构性产品修订)条例》规定属
[Abstract]:The definition and classification of structured products in Hong Kong are generally considered to be synthetic investment products linked to the return on investment and the performance of related assets. The structural products of the Hong Kong market can be divided into listed structured products and unlisted products. There are two categories of structuralism. Non-listed retail structured products are under the direct supervision of the Securities and Futures Commission of Hong Kong (SFC); Listed structured products are also regulated by the SFC, but the Stock Exchange of Hong Kong (SEHK) is its front-line regulator, reviewing and approving the listing documents for listed structured products. The Securities and Futures and companies Ordinance (structural products Amendment) Ordinance, 2011 provides for the strengthening of the supervision of structured products by the Securities and Futures Commission of Hong Kong.
【作者单位】： 中国社科院金融研究所财富管理研究中心;
【分类号】：F832.51
【正文快照】： 香港结构性产品定义与分类结构性产品通常被认为是投资回报与相关资产表现挂钩的合成投资产品。香港市场的结构性产品可分为上市结构性产品和非上市结构性两大类。具体来看，非上市零售结构性产品完全由香港证券及期货事务监察会(“证监会”)直接监管;上市结构性产品也受证监，

本文编号：1376263