基于商业智能的证券公司财务分析信息系统研究

发布时间：2018-03-18 07:45

本文选题：商业智能　切入点：证券公司　出处：《财政部财政科学研究所》2014年硕士论文　论文类型：学位论文

【摘要】：随着资本市场的快速发展,证券公司作为资本市场的重要参与者,其发展与规范对我国建设健全资本市场、促进国民经济建设具有举足轻重的意义。但是日益激烈的竞争环境和日趋严格的监管政策,对证券公司的经营决策提出了更高的要求。公司管理层迫切需要及时了解企业全方位的经营情况,而财务数据是对企业财务状况和经营成果最准确的反应,财务分析作为一种典型的辅助决策的工具,对证券公司的健康、长远发展具有重要意义。但是,目前证券公司的财务分析工作智能化和信息化程度较低,并且财务分析体系和指标不完善,难以及时对企业财务状况做出分析和预测,无法满足证券公司管理层的决策需求。因此,证券公司在高风险、严监管的经营环境下如何完善财务分析体系、建立智能化的财务分析信息系统是当务之急。目前,证券公司大多已具备了完善的财务信息系统和业务系统,生成了大量的财务数据,商业智能作为一种高端企业数据分析的解决方案,可以用于实现财务数据的智能化展现和分析,切实解决证券公司面临的财务分析困境,并适用于证券公司大量财务数据积累的信息化环境。作者结合证券公司实务、系统开发以及商业智能等相关理论,旨在实现基于商业智能的证券公司财务分析信息系统。此系统能够实现了数据的深层次应用,为证券公司管理层提供即时的经营情况和快速多角度的分析报告,实现了数据的动态展现和分析,为公司的经营决策提供依据。本文首先对商业智能理论进行研究和阐述,重点论述了本文使用的商业智能技术,并对商业智能产品进行简要介绍。然后重点对证券公司财务分析中商业智能的应用进行研究,从必要性和可行性两个方面分析商业智能在证券公司财务分析领域的应用。之后在理论研究的基础上,参考HY证券公司实务,提出了普遍适用于证券公司的财务分析系统需求和系统设计方案。需求分析从功能需求、业务需求和技术需求三个方面进行论述,构建了证券公司业务口径的财务分析体系,使新系统能够满足证券公司对财务分析以及与财务分析相关业务多层次、全面性的要求。之后结合信息系统开发理论,构建基于商业智能的财务分析系统体系架构,并根据物理架构,对数据抽取层、数据仓库层和前端展示层进行具体设计,完成商业智能在证券公司财务分析中的解决方案。最后,总结本文工作成果,提出了系统后期管理维护建议,并对商业智能的发展前景进行展望。
[Abstract]:With the rapid development of the capital market, as an important participant in the capital market, the development and standardization of the securities company has built and perfected the capital market in our country. Promoting national economic construction is of vital importance. But the increasingly competitive environment and increasingly stringent regulatory policies, The management of the company urgently needs to know all aspects of the business situation in time, and the financial data is the most accurate response to the financial situation and operating results of the enterprise. Financial analysis, as a typical assistant decision-making tool, is of great significance to the health and long-term development of securities companies. However, at present, the degree of intelligence and information of financial analysis of securities companies is relatively low. And the financial analysis system and indicators are not perfect, it is difficult to analyze and forecast the financial situation of enterprises in time, and can not meet the decision-making needs of the management of securities companies. Therefore, the securities companies are at high risk. It is urgent to perfect financial analysis system and establish intelligent financial analysis information system under strict supervision. At present, most securities companies already have perfect financial information system and business system, have generated a large amount of financial data, business intelligence as a high-end enterprise data analysis solution, It can be used to realize the intelligent display and analysis of financial data, to solve the financial analysis dilemma faced by securities companies, and to apply to the information environment where securities companies accumulate a large amount of financial data. Related theories such as system development and business intelligence are designed to realize the financial analysis information system of securities companies based on business intelligence, which can realize the deep application of data. It provides the management of the securities company with the immediate management situation and the fast multi-angle analysis report, realizes the dynamic display and analysis of the data, and provides the basis for the management decision of the company. In this paper, the theory of business intelligence is first studied and expounded, with emphasis on the business intelligence technology used in this paper. Then the application of business intelligence in financial analysis of securities companies is studied. This paper analyzes the application of business intelligence in the field of financial analysis of securities companies from the aspects of necessity and feasibility. After that, on the basis of theoretical research, we refer to the practice of HY Securities Company. This paper puts forward the requirement and design scheme of financial analysis system, which is generally applicable to securities companies. The requirement analysis is discussed from three aspects: function requirement, business requirement and technical requirement, and the financial analysis system of securities company's business caliber is constructed. The new system can meet the requirements of securities companies for financial analysis and related business multi-level and comprehensive. Then, based on the theory of information system development, the architecture of financial analysis system based on business intelligence is constructed. And according to the physical structure, the data extraction layer, data warehouse layer and front-end display layer are designed to complete the solution of business intelligence in the financial analysis of securities companies. The management and maintenance suggestions of the system are put forward, and the development prospect of business intelligence is prospected.
【学位授予单位】：财政部财政科学研究所
【学位级别】：硕士
【学位授予年份】：2014
【分类号】：F830.42;F832.51

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