我国《证券法》需要什么样的证券定义

发布时间：2018-05-07 19:45

  本文选题：证券定义 + 证券品种　； 参考：《政治与法律》2017年02期

【摘要】：在我国《证券法》的修改过程中,需冷静地思考证券定义扩大的节奏与具体内容的把握。通过对我国证券市场的历史性观察可以发现,我国法上的证券定义的作用主要在于为社会提供合法、明确、可得的证券投融资渠道,避免非法集资者,这与美国法上的证券定义演绎过程有重大的区别。各国法上的证券定义与各自监管立场、目标和社会制度密切相关,不能轻易而盲目地进行制度移植。在我国当今语境下,我国《证券法》对证券定义的扩展仍然在于为社会提供创新的融资手段,而非为种类繁多、自由创新的任何证券产品提供兜底性的监管。因此,我国《证券法》上的证券定义不宜过宽,更不能扩展至"投资合同",而应循序渐进地处理好具体的股权类和债务类证券产品范围,审慎把握证券定义扩大进程。
[Abstract]:In the course of amending the Securities Law of our country, it is necessary to think calmly about the rhythm of the expansion of the definition of securities and the grasp of the concrete contents. Through the historical observation of China's securities market, we can find that the role of the definition of securities in our country's law is mainly to provide legal, clear and available channels for securities investment and financing for the society, so as to avoid those who raise funds illegally. This differs greatly from the deductive process of securities definition in American law. The definition of securities in various countries is closely related to their respective regulatory positions, objectives and social systems, and can not be transplanted easily and blindly. In the present context of our country, the extension of the definition of securities in China's Securities Law still lies in the provision of innovative financing means for the society, not in the provision of bottom supervision for any securities product of various kinds and free innovation. Therefore, the definition of securities in our country's Securities Law should not be too broad, nor can it be extended to "investment contract". Instead, we should deal with the specific product range of equity and debt securities step by step, and carefully grasp the process of expanding the definition of securities.
【作者单位】： 深圳大学法学院;
【分类号】：D922.287
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本文编号：1858221