电信技术选择管制的政策模型研究

发布时间：2018-03-09 06:20

本文选题：电信技术选择管制　切入点：政策模型　出处：《哈尔滨工业大学》2013年博士论文　论文类型：学位论文

【摘要】：电信管制作为一种市场机制和政府计划的中介,一直以来充当着垄断性产业的价格调节器作用。传统上对电信管制的研究多从经济视角,做市场均衡的价格分析。随着电信技术的迅猛发展,管制中的电信技术特征凸现,这方面的研究也逐渐深入。本文从电信技术选择管制的研究视角入手,探讨了电信技术管制的选择性特征,电信技术选择管制是从管制政策的角度对电信技术的市场化加以政策调节的理论分析。研究表明,管制政策除了具有价格调节器的作用外,在技术管制方面的作用同样是不容忽视的。相关的历史经验分析与数理检验也同时证明了上述观点。本研究采用动态的历史分析法、数理分析与仿真技术以及规范分析法,对电信技术选择管制进行了理论剖析、模型建构、系统仿真与相应的实证数据检验,并结合中国电信市场的实际给出对策建议。电信技术选择管制是对电信技术管制的选择性分析。对于迅猛发展的电信技术而言,电信技术选择管制研究的理论意义和现实意义,是不言而喻的。从理论上说,电信技术选择管制政策框架的建立,是一个具有国际前沿性的政策理论问题,已经引起包括荷兰在内的发达国家学者,以及ITU(国际电信联盟)的高度重视。从实践上讲,无论移动技术的3G、技术集成的NGN、还是“三网融合”等电信技术都面临着被选择、以及如何选择的问题。对于发展中国家而言,从国家利益的角度出发,建立这种管制政策模式的现实意义更是显而易见的。当今的信息传输核心技术被发达国家所掌握,电信技术作为主要的信息技术之一面临着同样的境况。一方面,发展中国家要处理国内市场对信息传输技术的数量和质量的要求；另一方面,又不得不时刻提防来自发达国家的“信息战”的威胁。这种两难境况使得发展中国家既不能因噎废食,又不能盲目乐观,以数量见成效。是头痛医头、脚痛医脚,还是前瞻性的制定先期发展规划?是急功近利、以数量见发展,还是以技术的质量发展带动技术的数量发展,进而彻底改变发展中国家的电信技术受制于人的局面? 本研究对这一问题进行了理论上的探索。完成了从概念框架建构、理论命题推演、系统控制分析、控制模型仿真等一系列探索性研究。传统上对电信管制的研究多从经济视角,做市场均衡的价格分析。随着电信技术的迅猛发展,管制中的电信技术特征凸现,这方面的研究也逐渐深入,本研究以历史分析的方式,在考察技术管制功能的基础上,提出了电信技术选择管制的概念,并在此基础上展开深入的理论研究。历史分析表明,电信技术选择管制作为一种管制政策形式,在政策实践中是存在的,有其现实合理性。电信技术选择管制的政策模式的对比分析表明,不同的国家在政策模式上各有其特点：美国模式以法律建构为特征、欧盟模式以跨国一体化为特征、新西兰模式以业务市场放松为特征、东亚模式则以政府主导为特征。电信技术选择管制的控制模型与仿真支持了理论命题和系统控制分析的研究结果。以电信技术的外部性特征作为系统控制模型的边界条件,技术扩散与技术选择之间的量化关系在系统控制模型的仿真中得到支持。投资机制分析通过政策实践、理论推演和经济模拟分析证明,电信技术选择管制对于相关的管制政策具有促进和推动作用,而且在一定的政策调控下,这种作用的显著性增加。本研究以马克思主义认识论贯穿始终。合理处理理论、政策、实践三者之间的关系。理论来源于实践,并最终服务于实践,电信技术选择管制的政策形式来源于实践,并将最终指导实践,指导实践的理论通过具体的政策措施加以实施。针对中国的电信市场现状提出了政策协调、政策设计框架和未来趋势与展望。
[Abstract]:Telecom regulation as intermediary of a market mechanism and government plan, has been acted as a monopoly industry price regulator. The traditional study of telecommunication regulation from the perspective of the economics, market equilibrium price analysis. With the rapid development of telecommunication technology, telecommunication technology highlights the characteristics in regulation, research in this area is deeper. In the view of ttcr start, discusses selective feature of telecommunication technology regulation, ttcr is analyzed the theory of market regulation policy of telecommunication technology from the control policy point of view. The study shows that in addition to the price control policy has the role of the regulator, the control technology the same can not be ignored. Historical experience and mathematical analysis related to the test also proves the point.
This study adopts dynamic historical analysis, mathematical analysis and simulation technology and normative analysis method to make a theoretical analysis, model construction, system simulation and corresponding empirical data validation for telecom technology choice regulation, and gives suggestions for countermeasures based on the reality of China Telecom market.
Ttcr is selective analysis of the telecommunication technology regulation. For the rapid development of telecommunication technology, telecommunication technology choice theory significance and practical significance of the research on the regulation, is self-evident. Theoretically, the telecommunication technological choice to establish the control policy framework, is an international frontier policy theory, has by including Holland scholars from developed countries, and the ITU (International Telecommunication Union) are highly valued. In practice, regardless of the mobile 3G technology, integrated technology of NGN, or "triple play" electric letter technology are facing are selected, and how to choose. For developing countries, starting from the country the point of view of the interests and practical significance of establishing this kind of regulatory policy is more obviously.
The core technology of the information transmission is owned by developed countries, telecommunications technology as one of the main information technology facing the same situation. On the one hand, the developing countries should request the quantity and quality of the processing of information technology in home market; on the other hand, and be wary from the developed countries "information warfare" threat this dilemma makes the developing countries can not unworthy, not blindly optimistic, to see results. The number is no overall plan for a fundamental transformation, or prospective development plan is formulated in advance? Quick, see the development in quantity, the number is driven by the development of technology to the quality of the development of technology, and then completely changed telecommunications technology the developing situation of heteronomy?
This study makes a theoretical exploration on this problem. From the construction of the conceptual framework, theoretical proposition deduction, analysis of control system, simulation control model and a series of exploratory research. The traditional study of telecommunication regulation from the perspective of the economics, the market equilibrium price analysis. With the rapid development of telecommunication that highlights the technical characteristics of telecom regulation, research in this area has been gradually deepened, based on the historical analysis method, based on the investigation of the technology control function, put forward the concept of ttcr, launched an in-depth theoretical study and based on the historical analysis shows that ttcr as a the form of control policy, in the practice of policy exists, has its practical rationality. Telecommunication technological choice policy regulation mode comparative analysis shows that different countries in the policy pattern Characteristics: the US mode is characterized by legal construction. The EU mode is characterized by transnational integration. The New Zealand mode is characterized by relaxation of the business market, while the East Asian mode is characterized by government dominance.
Electrical control model and Simulink results support the theoretical proposition and systemic control analysis. With the externality of the telecommunication technology as the system control model of boundary conditions, the quantitative relationship between technology diffusion and technology selection is supported on the simulation system control model. The investment mechanism through the analysis of the policy practice, theoretical deduction simulation and economic analysis shows that ttcr is a promoting role for the relevant regulatory policies, but also in some regulatory policies, the significance of this effect increased.
In this study, Marx's epistemology throughout. The reasonable processing theory, policy and practice. The relationship between the three theory comes from practice, and ultimately serve practice, ttcr policy comes from practice, and ultimately will guide practice and theory to guide practice through specific policy measures to implement. Chinese telecom market status and put forward the policy coordination, policy framework and future trends and prospects.

【学位授予单位】：哈尔滨工业大学
【学位级别】：博士
【学位授予年份】：2013
【分类号】：F623

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