FDI技术溢出效应对区域技术创新的影响研究

发布时间：2018-02-28 00:53

本文关键词： 市场化外商直接投资溢出效应技术创新　出处：《新疆大学》2013年硕士论文　论文类型：学位论文

【摘要】：对于中国而言，三十多年间的经济腾飞，改革开放的政策功不可没。走出去引进来的想法自实施以后，引进大量国际资本，市场化改革也在不断的向前推进。在这样的时代背景下，发展中国家对外商直接投资（FDI）技术溢出效应的有效利用越来越显得尤为重要。对现有的研究与文献进行整理和观察以后发现，无论是支持还是拒绝FDI技术溢出的结论都有，因此较难据此得到肯定或者否定的结果。另外，从观察和研究的视角来看，这些文献大都考察人力资本、金融发展以及贸易开放等条件下的外商直接投资溢出效应，相对于这些研究角度，市场环境的控制变量并没有受到足够的重视，在学者进行建模的时候，通常也会被忽略。在这样的情形之下，可能会无法准确估计FDI对东道国的贡献，因而不能真正发现FDI技术溢出效应的作用机理。目前中国经济的发展在不同地域内并不平衡，因此各地市场化水平也都不尽相同。因而，在研究区域创新能力时，为了分析市场化在外商直接投资与创新活动的相互作用过程中的角色，在建模的时候需要考虑到市场化的因素。鉴于此，本文回答以下问题：市场化因素和FDI分别对区域技术创新存在怎样的影响？在技术创新中，市场化和FDI之间又有着什么样的关系？本文利用2006-2011年中国29个省市（不包含海南、西藏）的面板数据，通过构建区域技术创新能力评价体系，对我国各省市技术创新能力进行衡量，并建立静态面板门槛模型对我国市场化改革过程中的FDI技术溢出机制进行了门槛效应检验，最后对门槛检验结果做了进一步较为细致的分析。本文的实证结果发现：（1）在市场化因素下，，外商直接投资对区域技术创新能力的影响存在“双门槛效应”；（2）在控制了市场化因素的情况下，外商直接投资对大多数省份的区域技术创新能力的影响并不显著；（3）市场环境的改善能促进FDI技术溢出效应，同时FDI也能促进国内市场环境的改善，但是这种相互作用只有市场化水平较低的区域内才最明显。最后，在此结论的基础上，本文提出了进一步得出的研究启示：(1)国内通过FDI实现技术创新的可能是存在的；（2）我国通过FDI实现技术创新的难度较大；（3）在此背景下，如何协调政府宏观调控，以及进一步深化市场化改革，协调区域市场经济发展对实现技术创新的重要意义。
[Abstract]:For China, the economic boom of more than 30 years has contributed to the reform and opening up policy. Since the implementation of the idea of "going out and bringing in", a large amount of international capital has been introduced. Market-oriented reform is also moving forward. Against this background of the times, It is more and more important for developing countries to make effective use of FDI technology spillover effects. After reviewing and observing the existing research and literature, it is found that both support and rejection of FDI technology spillover can be found. Therefore, it is difficult to obtain positive or negative results. In addition, from the perspective of observation and research, most of these documents examine the spillover effects of foreign direct investment under the conditions of human capital, financial development and trade opening. Relative to these research perspectives, the control variables of the market environment are not paid enough attention to and are usually ignored when the scholars model. In such cases, it may not be possible to estimate accurately the contribution of FDI to the host country. Therefore, the mechanism of spillover effect of FDI technology can not be found. At present, the development of Chinese economy is not balanced in different regions, so the level of marketization varies from place to place. In order to analyze the role of marketization in the interaction between FDI and innovation activities, we need to take market factors into account when modeling. This paper answers the following questions: what are the effects of market-oriented factors and FDI on regional technological innovation? What is the relationship between marketization and FDI in technological innovation? Based on the panel data of 29 provinces and cities (excluding Hainan and Tibet) from 2006 to 2011, this paper measures the technological innovation ability of provinces and cities in China by constructing an evaluation system of regional technological innovation capability. And the static panel threshold model is established to test the threshold effect of FDI technology spillover mechanism in the process of China's market-oriented reform. Finally, the threshold test results are further analyzed in detail. The empirical results of this paper show that: 1) under the market-oriented factors, The influence of foreign direct investment on the regional technological innovation ability has the "double threshold effect" ("double threshold effect") under the condition of controlling the market-oriented factors, The influence of FDI on the regional technological innovation ability of most provinces is not significant. The improvement of market environment can promote the spillover effect of FDI technology, and FDI can also promote the improvement of domestic market environment. But this kind of interaction is most obvious only in the region with low marketization level. Finally, on the basis of this conclusion, this paper puts forward the further research enlightenment: 1) the possible existence of technological innovation through FDI in China (2) the difficulty of realizing technological innovation through FDI in China (3) under this background, How to coordinate the macro-control of the government, further deepen the market-oriented reform and coordinate the development of the regional market economy is of great significance to the realization of technological innovation.
【学位授予单位】：新疆大学
【学位级别】：硕士
【学位授予年份】：2013
【分类号】：F124.3;F832.6

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