资源型地区产业多元化路径选择及保障机制研究

发布时间：2018-06-08 01:33

本文选题：资源型地区 + 锁定效应　；参考：《山西财经大学》2013年硕士论文

【摘要】：自然资源丰裕的地区，资源开发的繁荣效应吸引生产要素向资源型部门流动，形成巨额沉淀成本，挤出了科技与人力资本，最终导致区域产业结构单一。过度依赖资源产业，必将危及区域可持续发展。产业多元化是实现资源型地区经济转型关键，产业多元化应该选择怎样方向与路径，需要怎样的保障机制。本文试图做这方面的尝试工作。本文运用经济学、产业经济学、区域经济学的相关理论，从资源型地区产业结构单一的锁定机制入手，围绕产业多元化的方向、路径与保障机制三个方面的研究，对资源型地区产业多元化路径理论进行了阐释；接着分析迪拜、智利、挪威、等国家与地区成功实现产业多元化的路径与制度保障；并对国内资源产业单一现象比较突出的山西进行了实证分析；最后通过借鉴成功转型的案例，提出了资源型地区推动产业结构多元化的思路。本文主要得出了以下结论：（1）资源型地区产业多元化的方向主要包括发展现代农业、高新制造业、现代服务业等产业。其转型的路径主要有四条：通过纵向延展、旁侧延展、新兴产业关联等方式实现产业关联；围绕资源产业与非资源产业交叉融合，推动产业融合；依靠模仿或合作的方式植入新产业，以及承接区外的产业转移两种手段，完成产业移植；通过发展替代产业，开发废弃资源等途径实现产业再造。（2）资源产业的锁定效应体现在过度吸纳生产要素、巨额的沉淀成本以及对人力资和科技的挤出。自由贸易制度和创新能力培育能够降低制造业的成本，打破资源产业发展的固有路径，削弱资源产业的锁定效应。资源收益调节分配机制和产业开发规范机制可以抑制资源产业的繁荣效应，改变要素流动方向。（3）基于山西从90年代以来资源产业与制造业发展进程，，设计了简单的产业多元化指数，结果证明山西的产业多元化水平近20年来呈不断下降的趋势，揭示山西资源产业不断强化及对制造业的挤出。实证分析验证了资源产业锁定效应造成区域产业单一的事实。针对山西产业结构单一化的问题，依据成功转型国家的经验，本文提出了：首先，以园区平台驱动，通过产业关联、产业融合、产业再造、产业移植等路径推动非资源部门的发展。第二，强化对资源部门的规制，抑制生产要素向资源部门过度集中；第三，改革资源收益分配制度，缩小资源部门的利润空间，抑制资源部门的过度繁荣。最后，投资人力资本、塑造良好的软环境、构建企业创新体系以提升区域创新能力的途径；加速产业多元化格局的形成。
[Abstract]:In the areas with abundant natural resources, the prosperous effect of resource development attracts the factors of production to flow to the resource-based sector, resulting in a huge precipitation cost, squeezing out scientific and technological capital and human capital, and finally leading to a single regional industrial structure. Excessive dependence on resource industry will endanger regional sustainable development. Industrial diversification is the key to realize the economic transformation of resource-based regions. What direction and path should be chosen and what kind of guarantee mechanism should be adopted for industrial diversification. This paper tries to do this kind of work. Based on the relevant theories of economics, industrial economics and regional economics, this paper starts with the single locking mechanism of the industrial structure of resource-based regions, and revolves around the direction of industrial diversification. The thesis explains the path theory of industrial diversification in resource-based regions from three aspects of path and safeguard mechanism, and then analyzes the path and institutional guarantee of industrial diversification in Dubai, Chile, Norway and other countries and regions. Finally, the author makes an empirical analysis of Shanxi Province, where the single phenomenon of domestic resource industry is relatively prominent; finally, through the case of successful transformation, This paper puts forward the idea of promoting the diversification of industrial structure in resource-based areas. The main conclusions are as follows: 1) the direction of industrial diversification in resource-based regions mainly includes the development of modern agriculture, high-tech manufacturing, modern service industries and so on. There are four ways of its transition: to realize the industrial connection by vertical extension, lateral extension, emerging industry association, etc., to promote the industrial integration around the cross integration of resource industry and non-resource industry. By imitating or cooperating to plant new industries, and undertaking industrial transfer outside the region, we can complete the transplantation of industries; by developing alternative industries, The lock-in effect of resource industry lies in the excessive absorption of production factors, the huge precipitation cost and the extrusion of human capital and science and technology. The cultivation of free trade system and innovation ability can reduce the cost of manufacturing, break the inherent path of the development of resource industry, and weaken the locking effect of resource industry. The mechanism of resource income regulation and distribution and the mechanism of industrial development standardization can restrain the prosperity effect of resource industry and change the direction of factor flow. (3) based on the development process of resource industry and manufacturing industry in Shanxi since the 1990s, A simple index of industrial diversification is designed. The results show that the level of industrial diversification in Shanxi has been declining in the past 20 years, which reveals that the resources industry of Shanxi has been strengthened and extruded to the manufacturing industry. The empirical analysis verifies the fact that the lock-in effect of resource industry leads to a single regional industry. Based on the experience of the successful transition countries, this paper puts forward the following points: firstly, driven by the platform of the park, through industrial association, industrial convergence, industrial reengineering, Industrial transplantation and other paths to promote the development of non-resource sectors. Second, we should strengthen the regulation of the resource sector and restrain the excessive concentration of production factors into the resource sector. Third, we should reform the system of resource income distribution, reduce the profit space of the resource sector, and restrain the excessive prosperity of the resource sector. Finally, it is necessary to invest in human capital, create a good soft environment, construct enterprise innovation system to promote regional innovation ability, and accelerate the formation of industrial diversification pattern.
【学位授予单位】：山西财经大学
【学位级别】：硕士
【学位授予年份】：2013
【分类号】：F127

【参考文献】