环渤海地区科技创新中的金融支持研究

发布时间：2018-09-10 16:43

【摘要】：随着经济全球化进程的不断推进,科技创新能力已经成为一国或地区在激烈竞争中取得胜利的关键因素。在影响科技创新的众多因素中,资本是最重要的因素,对科技创新的成败起着决定性作用。根据国际上流行的观点,金融系统主要通过资本形成、配置资源、分散风险、提供清算和支付手段、监督经营者并解决激励问题等功能来促进科技创新。 1988年9月,鉴于国内科学技术发展的现状以及国际上的发展趋势,邓小平同志适时地提出了“科学技术是第一生产力”的著名论断；1995年5月6日颁布的《中共中央国务院关于加速科学技术进步的决定》,首次提出在全国实施科教兴国的战略；中央政府在十六届五中全会上明确地提出了建设“创新型国家”的重大战略思想。这些都足以表明科技创新在一国或地区发展中的重要性。在全球经济一体化的大背景下,研究环渤海地区金融发展对科技创新的促进作用、加快金融体制改革、优化金融结构、拓宽融资渠道、更好地为科技创新和经济发展服务,进而提升环渤海地区在全国的综合竞争力,具有重要意义。本文选择环渤海地区为研究对象,主要内容共分为六部分：第一部分,对研究进行的背景及意义做简要的说明,回顾现有的国内外文献,并简要说明了文章的主要内容、研究方法以及可能的创新和不足；第二部分,主要基于历史演变的角度详细阐述创新理论和金融发展理论的发展,并总结这些理论研究给予的启示。同时,也对科技创新、金融发展以及环渤海地区等概念进行了界定；第三部分,详细分析了金融发展通过资本形成、风险分散、信息揭示以及激励约束等功能促进科技创新的途径、机制,为后续研究奠定基础；第四部分,采用定性描述与定量分析的方法对环渤海地区科技创新、金融发展的现状进行研究,并进一步探讨影响金融支持科技创新的影响因素；第五部分,首先对环渤海经济区金融支持科技创新的现状进行精确描述,得到一幅清晰的环渤海经济区金融支持科技创新的图像。然后构建多元驱动模型,并运用固定效应等模型对环渤海经济区金融发展、政府干预、人力投入等指标对不同形式的科技创新的影响程度进行实证分析。实证结果为：金融体系规模对科技创新具有显著正向促进作用；金融体系结构对科技创新具有正向促进作用；金融体系活跃程度对科技创新具有负向抑制作用；第六部分,通过上述理论和实证分析得出的结论,并参考国内外金融支持科技创新的有关案例,尝试性地提出进一步优化环渤海地区科技创新中金融支持体系的对策建议。
[Abstract]:With the development of economic globalization, the ability of scientific and technological innovation has become a key factor for a country or region to win in the fierce competition. Capital is the most important factor, which plays a decisive role in the success or failure of scientific and technological innovation. According to the internationally popular view, the financial system promotes scientific and technological innovation mainly through the functions of capital formation, allocation of resources, diversification of risks, provision of clearing and payment means, supervision of operators and solving incentive problems. In view of the present situation of the development of science and technology in China and the trend of development in the world, Comrade Deng Xiaoping put forward the famous conclusion that "science and technology is the first productive force". The "decision of the CPC Central Committee and the State Council on accelerating the Progress of Science and Technology" promulgated on May 6, 1995, put forward for the first time the strategy of rejuvenating the country through science and education in the whole country; At the Fifth Plenary session of the 16th Central Committee, the central government clearly put forward the important strategic thought of building an innovative country. These are enough to show the importance of science and technology innovation in the development of a country or region. Under the background of global economic integration, this paper studies the role of financial development in promoting scientific and technological innovation in the Bohai Rim region, speeds up the reform of the financial system, optimizes the financial structure, broadens the financing channels, and better serves the scientific and technological innovation and economic development. Therefore, it is of great significance to enhance the comprehensive competitiveness of the Bohai Rim region in the whole country. In this paper, the Bohai Rim region is chosen as the research object. The main contents are divided into six parts: the first part, the background and significance of the study are briefly explained, the existing literature at home and abroad is reviewed, and the main contents of the article are briefly explained. The second part elaborates the development of innovation theory and financial development theory based on the historical evolution, and summarizes the enlightenment from these theoretical studies. At the same time, it also defines the concepts of scientific and technological innovation, financial development and the Bohai Rim region. The ways and mechanisms of information disclosure and incentive and restraint to promote scientific and technological innovation, which lay the foundation for further research. Part four, the qualitative description and quantitative analysis are used for scientific and technological innovation in Bohai Rim. The present situation of financial development is studied, and the influencing factors of financial support for scientific and technological innovation are further discussed. The fifth part, firstly, accurately describes the current situation of financial support for scientific and technological innovation in the Bohai Sea Rim Economic Zone. Get a clear image of financial support for scientific and technological innovation in the Bohai Sea Economic Zone. Then we construct a multivariate driving model, and use the fixed effect model to analyze the influence degree of different forms of scientific and technological innovation on the financial development, government intervention, manpower input and so on. The empirical results are as follows: the scale of financial system has a significant positive effect on scientific and technological innovation; the structure of financial system has a positive role in promoting science and technology innovation; the degree of active financial system has a negative inhibitory effect on science and technology innovation; part six, Based on the conclusions of the above theoretical and empirical analysis, and referring to the relevant cases of financial support for scientific and technological innovation at home and abroad, this paper tries to put forward some countermeasures and suggestions for further optimizing the financial support system in the scientific and technological innovation around Bohai Sea.
【学位授予单位】：扬州大学
【学位级别】：硕士
【学位授予年份】：2013
【分类号】：F124.3;F832

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