政府主导型产业集群的演进机理及绩效实证研究

发布时间：2018-09-16 20:13

【摘要】：政府在政府主导型产业集群的形成与演变过程中处于主导地位，其政策扶持是产业集群发展的制度保障，可弥补产业集群的市场失灵和制度失效，使其发展步入正轨。研究政府在此类型产业集群中的定位与角色就十分重要。论文采用理论与实证研究相结合的方法，从政府主导的视角探索其形成动力与演进机理与作用，以及辅助集群发展等方面，分析与揭示了产业集群的发展的关键性问题，以期建立新的产业集群理论，丰富相关学科理论，为区域经济及地方产业集群的生态化发展提供理论支持与实践参考。在相关理论分析基础上，探讨了政府主导型产业集群的形成机理，重点从成本效益视角分析了政府主导型产业集群形成动力，建立了政府主导型产业集群形成的理论模型。博弈模型分析研究表明，政府对产业集群的形成应采取适度的支持力度，政府对传统企业征收的额外税率应当小于传统企业从产业集群产生的外部经济所带来的额外收益率，借此实现产业集群企业、传统企业和政府“三赢”局面。基于自组织理论分析了政府主导型产业集群演进机理。通过自组织演进模型分析表明，政府主导型产业集群系统，其演进方向存在多种可能性，是一种复杂的非线性关系，存在协同效应。同时借鉴Logistic模型，研究了政府主导型产业集群内共生的稳定性，讨论了政府主导型产业集群的结构模式的稳定性，以及政府主导型产业集群演进模式的稳定性条件。最后，基于GEMS模型对政府主导型产业集群演进影响因素进行识别，通过构建相互关联的因素对，运用数学手段，对绩效水平进行量化。政府主导型产业集群演进影响因素的识别研究成果，将为后文的评价与实证研究提供基础，扩展与改进原来的GEM模型，使其更加能够全面、准确地解析政府主导型产业集群演进的影响因素。论文提出了政府主导型产业集群的绩效评价体系。在国内外文献资料分析的基础上，通过专家咨询，剔除部分高度相关的指标，经过系列的优化筛选，确定了指标体系。基于GEMS模型的4个因素，筛选了频率较高、影响较大的36个影响指标，构成了政府主导型产业集群的绩效评价指标体系。提出并且构建政府主导型产业集群的评价模型，，分析基于G1-离差最大化的组合赋权法和GEMS模型的量化评价过程。在实证研究中，探讨了政府主导对湖南工程机械产业集群的影响。湖南工程机械产业集群的研究结果表明，其产业集群得分386分，说明湖南省工程机械产业集群处于全国上游水平，并且对影响集群的四大要素进行具体分析。通过分析湖南省2003年至2010年支持产业集群发展的税费优惠实证状况，说明政府对产业集群采取的支持政策的确能够促进产业集群的发展，即政府对产业集群所采取的支持策略是可行的。提出了优化政府主导型产业集群发展的对策。基于政府在产业集群发展中的角色定位，提出了基于演进阶段的政府主导型产业集群政策措施，探讨了优化政府主导型产业集群发展的路径选择，丰富对分工协作制的理解，并提出促使产业集群更好发展的路径。论文参考了产业集聚理论和系统动力学理论等理论，通过博弈模型的分析，对政府支持产业集群力度有了清晰的解析，有助于政府采取适当的措施，积极有效地消除市场失灵的影响，增进各方面利益，促进产业集群健康发展，为经济又好又快发展服务。这些学科的交叉融合与综合研究与应用，系统地研究了我国产业集群的演进动力机制。研究工作有助于丰富和发展产业集群理论，促进其与相关学科的交叉融合。
[Abstract]:Government plays a leading role in the formation and evolution of government-led industrial clusters. Its policy support is the institutional guarantee for the development of industrial clusters. It can make up for the market failure and institutional failure of industrial clusters and make their development on the right track. Combining theory with empirical research, this paper analyzes and reveals the key problems in the development of industrial clusters from the perspective of government-led and explores the formation and evolution mechanism and function, as well as the auxiliary cluster development, in order to establish a new theory of industrial clusters, enrich the theory of related disciplines, and serve as regional economic and local industrial clusters. It provides theoretical support and practical reference for ecological development.
On the basis of relevant theoretical analysis, this paper probes into the formation mechanism of government-led industrial clusters, emphatically analyzes the formation motivation of government-led industrial clusters from the perspective of cost-effectiveness, and establishes a theoretical model for the formation of government-led industrial clusters. In order to achieve the "win-win" situation of industrial cluster enterprises, traditional enterprises and the government, the extra tax rate imposed by the government on traditional enterprises should be less than the extra rate of return brought by the external economy generated by traditional enterprises from industrial clusters.
The evolution mechanism of government-led industrial clusters is analyzed based on the self-organization theory. The analysis of self-organization evolution model shows that there are many possibilities for the evolution direction of government-led industrial clusters, which is a complex nonlinear relationship and has synergistic effect. The stability of internal symbiosis is discussed. The stability of the structural model of government-led industrial clusters and the stability conditions of the evolution model of government-led industrial clusters are discussed.
Finally, based on the GEMS model, this paper identifies the influencing factors of the evolution of the government-led industrial clusters, and quantifies the performance level by constructing interrelated factors and using mathematical methods. The original GEM model makes it more comprehensive and accurate to analyze the influencing factors of the evolution of government-led industrial clusters.
Based on the analysis of domestic and foreign literatures, some highly relevant indexes are eliminated through expert consultation, and the index system is determined through a series of optimization and screening. The performance evaluation index system of government-led industrial clusters is established. The evaluation model of government-led industrial clusters is proposed and constructed. The quantitative evaluation process based on G1-deviation maximization combination weighting method and GEMS model is analyzed.
In the empirical study, this paper discusses the influence of government-led on Hunan construction machinery industrial cluster. The result of Hunan construction machinery industrial cluster shows that the industrial cluster scores 386 points, which indicates that Hunan construction machinery industrial cluster is in the upstream level of the whole country, and makes a concrete analysis of the four major factors affecting the cluster. The empirical results of tax preferences for supporting the development of industrial clusters in Southern China from 2003 to 2010 show that the government's supporting policies can promote the development of industrial clusters, that is, the government's supporting strategies for industrial clusters are feasible.
Based on the role of government in the development of industrial clusters, this paper puts forward the policy measures of government-led industrial clusters based on the evolutionary stage, explores the path selection of optimizing the development of government-led industrial clusters, enriches the understanding of division of labor and cooperation system, and advances the suggestion of promoting industry. The path of better development of clusters.
This paper refers to the theories of industrial agglomeration and system dynamics, and makes a clear analysis of the strength of government support for industrial clusters through the analysis of game model. It is helpful for the government to take appropriate measures to eliminate the impact of market failure actively and effectively, to enhance the interests of all aspects, to promote the healthy development of industrial clusters, and to make the economy better. The interdisciplinary integration and comprehensive research and application of these disciplines have systematically studied the dynamic mechanism of the evolution of industrial clusters in China.
【学位授予单位】：湖南大学
【学位级别】：博士
【学位授予年份】：2013
【分类号】：F279.2;F124

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