制度环境与区域科技创新能力的关系研究

发布时间：2019-06-20 20:08

【摘要】：在人类发展和社会进步的演化中,科技创新始终担负着重要角色。科技创新在加速产业结构调整和产品技术升级的同时,还推进着地方经济规模的扩张和区域竞争优势的转化,其能力和水平正日益成为区域获取竞争优势的决定性因素,是社会经济实现可持续发展的核心与根本性所在。区域科技创新能力不仅来源于区域内高等院校、研发机构及企业等创新主体的内部活跃程度,也来源于良好的制度环境。我国各地区间社会经济发展程度并不平衡,区域间在资源禀赋、政府行为、创新主体等方面存在较大差距,且多数差距并未出现明显的缩减趋势。对于不同区域的创新主体而言,其所在区域的市场化进程、政府干预程度、金融发展水平和法治水平等制度环境因素也相差甚远,而此类差异必然对我国不同区域的科技创新能力产生关键性影响。本文以我国特殊的转轨时期为研究背景,以制度环境与区域科技创新能力关系为研究主线,通过理论分析和实证研究,探讨了制度环境对区域科技创新能力的影响机制。全文共分为六个部分：第一章为绪论,主要阐述了选题背景、选题意义、研究框架和技术路线；第二章为理论基础和文献综述,论述了熊彼特创新理论、区域创新体系理论、区域创新网络理论、现代区域发展理论、进化经济学理论和制度经济学理论等理论基础,并对国内外相关文献进行了归纳和梳理；第三章为我国省级行政区域科技创新能力评价研究,从科学研究能力、技术创新能力、知识及技术流动和科技创新环境等四大层级出发,构建了较为系统的区域科技创新指标评价体系,采用因子分析法对我国省级行政区域科技创新能力进行评价；第四章为我国各省级行政区域科技创新能力分布特征研究,采用聚类分析对各省级行政区域科技创新能力进行归类,绘制了我国科技创新能力区域分布特征图,并对各区域科技创新能力发展趋势进行了分析；第五章：区域制度环境与科技创新能力的关系研究,分别检验了政府干预、法治水平、金融发展水平、科技成果市场化程度和制度环境与区域科技创新能力之间的关系,发现制度环境的改善有利于科技创新能力的提高；第六章为研究结论与展望,对本文研究结果进行了详细的总结和归纳,针对存在的研究不足,提出了日后研究的建议和思路,最后给出了提升科技创新能力的政策建议。本文主要取得以下三个方面的研究成果：首先,科学评价了我国省级行政区域的科技创新能力。从科学研究能力、技术创新能力、知识及技术流动和科技创新环境等四大层级出发,构建了涵盖25项指标的区域科技创新能力评价指标体系,通过因子分析提取企业技术因子、技术创新环境因子、科研和服务因子、校企综合创新因子以及技术和知识吸收因子等5大主因子,科学评价了我国30个省级行政区域的科技创新能力。其次,从经济地理学的角度分析了我国科技创新能力的分布特征。本文采用聚类分析法对我国省级行政区域科技创新能力进行分析,划分了科技创新能力领先地区、科技创新能力较强地区、科技创新能力中游地区和科技创新能力待提高地区等四大区域,绘制了我国科技创新区域分布特征图,从地理特征角度直观反映了我国各地区的科技创新水平和发展程度并不平衡这一现状——科技创新能力相对较高的地区大多分布于东部,而区域间存在显著差异。最后,实证研究发现制度环境因素与科技创新能力呈正相关关系,制度环境的改善有利于提升科技创新能力。本文以我国30个省级行政区域面板数据为研究对象,从政府干预程度、法治水平、金融发展水平和科技成果市场化程度四个方面出发,深入研究了制度环境与科技创新能力之间的关系。实证结果发现,制度环境因素显著影响科技创新能力,政府干预程度与科技创新能力呈显著负相关关系,法治水平、金融发展水平、科技成果市场化程度与科技创新能力呈显著正相关关系,即政府干预程度越低、法治水平越高、金融发展水平越高、科技成果市场化程度越高,区域的科技创新能力越强。整体而言,制度环境与科技创新能力呈显著正相关关系,即制度环境的改善有利于区域科技创新能力的提升。
[Abstract]:In the evolution of human development and social progress, science and technology innovation always plays an important role. At the same time of accelerating the structural adjustment of the industry and upgrading the product technology, the innovation of science and technology has also promoted the transformation of the expansion of the local economic scale and the regional competitive advantage, and the ability and the level are becoming the decisive factor of the regional acquisition of the competitive advantage. It is the core and fundamental of the sustainable development of the social economy. The innovation ability of the regional science and technology not only comes from the internal activity of the innovative subjects such as institutions of higher learning, research and development institutions and enterprises in the region, but also from a good system environment. The degree of social and economic development in various parts of China is not balanced, and there is a big gap between the regions in resource endowment, government behavior and innovation main body, and most of the gap does not show a significant reduction trend. The market-oriented process, the degree of government intervention, the level of financial development and the level of the rule of law are far from different for the innovative subjects of different regions, and such differences will inevitably have a critical impact on the scientific and technological innovation ability of different regions in our country. In this paper, based on the special transition period of our country, the paper discusses the influence of the system environment on the innovation ability of the regional science and technology by means of the theoretical analysis and the empirical study on the basis of the relationship between the system environment and the regional science and technology innovation ability. The full text is divided into six parts: the first chapter is the introduction, the background of the topic, the meaning of the topic, the research framework and the technical course, the second chapter is the theoretical foundation and the literature review, the Schumpeter's innovation theory, the regional innovation system theory, the regional innovation network theory are discussed. On the basis of the theory of modern regional development, the theory of evolution economics and the theory of institutional economics, the paper sums up the relevant literature at home and abroad, and the third chapter is the research on the evaluation of the scientific and technological innovation ability of the provincial administrative region of our country, from the capability of scientific research and the technological innovation. Based on four levels, such as force, knowledge and technology flow and the environment of science and technology innovation, a systematic regional scientific and technological innovation index evaluation system is constructed, and a factor analysis method is used to evaluate the scientific and technological innovation ability of the provincial administrative region in China. The fourth chapter is to study the distribution of the scientific and technological innovation ability of the provincial administrative regions of our country, and classify the scientific and technological innovation ability of the provincial administrative regions by cluster analysis, and draw the regional distribution characteristics of the scientific and technological innovation ability of our country. In chapter five, the relationship between the environment of regional system and the innovation ability of science and technology is studied, and the government's intervention, the level of the rule of law and the development of finance are examined. The relationship between the market degree of the scientific and technological achievements and the system environment and the innovation ability of the regional science and technology is found, and the improvement of the system environment is in favor of the improvement of the innovation ability of the science and technology. In this paper, the suggestions and ideas of future research are put forward, and the policy construction for improving the innovation ability of science and technology is given. In this paper, the following three aspects of research are made The results are as follows: first, the scientific evaluation of the department of the provincial administrative region of our country From the four levels of scientific research capacity, technical innovation ability, knowledge and technology flow and scientific and technological innovation environment, the evaluation index system of regional scientific and technological innovation ability which covers 25 indexes is constructed, and the technical factors and technology of enterprises are extracted by factor analysis. Five major factors, such as new environmental factors, scientific research and service factors, comprehensive innovation factors of school and enterprise, and absorption factors of technology and knowledge, have been evaluated scientifically. Secondly, the innovation of science and technology in China is analyzed from the angle of economic geography. The distribution of the ability is characterized by the analysis of the scientific and technological innovation ability of the province's provincial administrative region by cluster analysis, which has divided the regions of the leading region of scientific and technological innovation ability, the region with high technology innovation ability, the region of the middle reaches of the scientific and technological innovation ability and the improvement of the scientific and technological innovation ability. The regional distribution characteristic diagram of China's science and technology innovation is drawn from the four main areas, such as the area, which reflects the scientific and technological innovation level and the degree of development of our country from the angle of the geographical feature, and it is not balanced. Most of the regions with relatively high scientific and technological innovation ability are distributed in the east, and the region Finally, the empirical study found that the environmental factors of the system are positively related to the innovation ability of science and technology, and the improvement of the system environment is favorable In order to improve the innovation ability of science and technology, this paper studies the system environment and technology from the aspects of government intervention, the level of rule of law, the level of financial development and the degree of marketization of the scientific and technological achievements. The empirical result shows that the environmental factors of the system significantly affect the innovation ability of science and technology, the degree of government intervention is negatively related to the innovation ability of science and technology, the level of the rule of law, the level of financial development, the degree of marketization of the scientific and technological achievements and the innovation of science and technology The higher the level of government intervention, the higher the level of the rule of law, the higher the level of financial development, the higher the degree of marketization of the scientific and technological achievements, the higher the region The more scientific and technological innovation ability, overall, the system environment is positively related to the innovation ability of science and technology, that is, the improvement of the system environment is favorable to the region
【学位授予单位】：东北财经大学
【学位级别】：博士
【学位授予年份】：2013
【分类号】：F124.3

【参考文献】