产学研信息披露、企业交易成本控制与合作绩效相关性研究

发布时间：2018-03-14 07:55

本文选题：产学研合作　切入点：信息披露　出处：《江苏大学》2017年硕士论文　论文类型：学位论文

【摘要】：产学研合作已成为一个国家、地区提升自主创新能力、综合经济实力的重要方式。虽然我国产学研在政府的引导下得到了一定的发展,但整体成效不足,真正能够实现市场化的科研成果不足10%,远低于美、日等发达国家。导致我国产学研合作整体成效低下的因素有很多,交易成本过高即为其中之一。产学研合作交易成本的大小直接影响企业、高校、科研机构的合作意愿以及合作绩效,而信息披露是影响交易成本的重要因素之一。信息披露来源于公司治理理论,可以有效缓解产学研合作中的信息不对称,从而降低产学研合作的交易成本,尤其是企业的交易成本。通过完善产学研信息披露,可减少合作主体之间的信息不对称程度,进而有效抑制合作过程中的交易成本,最终实现合作绩效进一步提升。本文选择研究企业交易成本控制原因有二:其一、企业交易成本在整个产学研交易成本中占有较大比例;其二、企业交易成本控制对合作绩效具有显著的影响。根据产学研相关理论以及前人的研究成果,构建了产学研信息披露、企业交易成本控制与合作绩效相关性研究模型。随后基于调研数据,运用结构方程模型对研究模型进行检验。检验结果揭示了产学研信息披露对企业交易成本控制及合作绩效的微观促进机理,并发现了其中的不足,进而提出了相应改进策略,为进一步提升我国产学研合作绩效提供了理论借鉴。本文创新之处包括以下几个方面:(1)将信息披露纳入到产学研研究领域中,构建了产学研信息披露、企业交易成本控制、合作绩效之间关系的概念模型。将产学研信息披露、企业交易成本控制、合作绩效纳入到同一框架下进行研究,有助于深入了解产学研信息披露对企业交易成本控制及合作绩效的微观促进机理,以利于从信息披露角度提出改善产学研合作成效的策略。(2)通过模型检验结果发现,产学研信息披露在一定程度上促进了企业交易成本的控制,进而提升了合作绩效。然而这种促进效应还存在诸多不足,有待进一步完善。总体而言,企业、高校(科研机构)信息披露对企业交易成本控制的促进功能存在部分缺失,而政府管控类信息披露促进功能的缺失则更为严重。因此,要加大对政府管控类信息披露的改进力度,充分发挥政府在产学研合作中的引导、协调、监督作用。同时,进一步改善企业与高校(科研机构)信息披露,从而有效约束合作主体机会主义行为,促进合作绩效提升。(3)针对我国产学研信息披露的现状与不足,提出了产学研信息披露改进策略。政府管控类信息披露中科研成果动态信息以及产权归属、利益分配制度的完善有利于融通企业、高校、科研机构信息渠道,协调合作双方利益纠纷,从而促进产学研合作;企业市场动态信息和高校(科研机构)研发人员管理与经费使用信息、科研诚信管理信息披露的完善,不仅可以实现对合作对方的有效监督,又能增强合作双方之间的信任感,进而有利于合作项目的顺利进展。
[Abstract]:The cooperation has become a national area, enhance the capability of independent innovation, an important way of comprehensive economic strength. Although research has been a certain development under the guidance of the government, but the overall effect is insufficient, can really realize the market research results of less than 10%, far below the developed countries, Japan has caused. I made many factors research cooperation in the overall effectiveness of the low and high transaction costs is one of them. The cooperative transaction cost directly affects the size of enterprises, universities, research institutions and the willingness to cooperate and cooperative performance, and information disclosure is one of the important factors affecting the transaction cost. Information disclosure originates from the theory of corporate governance, can effectively alleviate the the information asymmetry in research cooperation, thus reduces the transaction cost, research cooperation, especially the transaction costs of enterprises. Through the improvement of university information disclosure can be. Reduce the degree of information asymmetry between cooperation entities, and thus inhibit the transaction cost in the process of cooperation, achieve cooperation to further enhance the performance. The research on enterprise transaction cost control for two reasons: first, the enterprise transaction cost into account for a large proportion in the whole industry in this transaction; second, have a significant impact on the performance of cooperative control the enterprise transaction cost. According to the related theory and research results of previous studies, constructs the research of information disclosure, the enterprise transaction cost control and related research cooperation performance model. Then based on the survey data, using structural equation model to test the research model. The test results reveal the microscopic mechanism of promoting the research of information disclosure of the transaction cost control and cooperative performance, and found the shortcomings, and then puts forward the corresponding improvement strategy, to further enhance China provides a theoretical reference for research cooperation performance. The innovation of this paper includes the following aspects: (1) the disclosure of information into the research in the field of construction, the research of information disclosure, corporate cost control, conceptual model of the relationship between cooperation performance between. Research of information disclosure, enterprise transaction cost control, performance in the cooperation to the same framework to study helps to understand the information disclosure mechanism to promote the research of micro enterprise transaction cost control and cooperative performance, in order to facilitate the information disclosure from the perspective put forward to improve the research achievements of cooperation strategy. (2) through the model test results showed that the disclosure of information to a certain extent promoted the control enterprise transaction cost, and improve the cooperation performance. However, this effect still exist many shortcomings need to be further improved. Overall, enterprises, high The school (research institutes) information disclosure of enterprise transaction cost control to promote the function of partial deletion, and government control information disclosure and promote functional loss is more serious. Therefore, to intensify the efforts to improve the government information disclosure management class, give full play to the government in research cooperation guidance, coordination, supervision at the same time, to further improve the enterprises and universities (research institutes) information disclosure, so as to effectively constrained cooperative opportunism behavior, promote cooperation performance. (3) according to the present situation and the insufficiency of research and information disclosure, puts forward the strategies of improving disclosure of research information. Information disclosure in government control Research of dynamic information as well as property ownership and improve the system of distribution of benefits in favor of financing enterprises, universities, scientific research institutions of information channels, coordination and cooperation in the interests of both sides and disputes, so as to promote the cooperation of the enterprise market; The dynamic information in Colleges and universities (research institutes) R & D personnel management and financial information, improve the integrity of scientific research management information disclosure, not only can realize the effective supervision of the cooperation of the other party, and strengthen the cooperation between the two sides of the trust, which is conducive to the smooth progress of cooperation projects.

【学位授予单位】：江苏大学
【学位级别】：硕士
【学位授予年份】：2017
【分类号】：F273.1;F275

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