山西省FDI技术溢出效应及吸收能力研究

发布时间：2018-02-02 13:25

本文关键词： 外商直接投资（FDI）技术溢出效应吸收能力　出处：《中北大学》2013年硕士论文　论文类型：学位论文

【摘要】：外商直接投资（FDI）作为国际资本流动的主要方式，在推动一国经济增长方面起着越来越重要的作用，其产生的技术溢出效应能否促进企业的技术进步更是受到学者的广泛关注，但研究发现FDI技术溢出效应在不同国家或地区存在很大的差异，这主要是与东道国的吸收能力有很大的关系。山西省作为全国能源大省，外商直接投资规模逐年扩大，但与中部其它五省相比还存在很大的差距，企业技术水平并没有明显提高，因此，研究如何提高山西省FDI技术溢出效应，推进当地企业的技术进步有着重要的意义。本文以FDI技术溢出效应的相关理论为基础，借鉴柯布-道格拉斯（C-D）生产函数，建立衡量FDI技术溢出效应的模型，选取山西省1995-2011年相关数据对FDI技术溢出效应进行实证研究，在研究方法上采用面板数据模型并通过Eviews软件进行回归分析，得出结论：山西省FDI存在负的技术溢出效应，即FDI技术溢出效应并没有促进山西省企业的技术进步。对山西省11个地市分析中，太原、大同、运城、临汾为正效应，，阳泉、晋城、朔州、长治、晋中、忻州、吕梁为负效应。对此，文章从山西省利用外资的引资质量、产业结构、区域结构、来源地、投资方式五个方面进行了深入分析，发现当地企业的吸收能力是影响FDI技术溢出效应的一个重要因素。进一步地，本文在前文模型的基础上构建吸收能力模型，分别从人力资本、RD、市场体制、基础设施四个角度考察吸收能力对FDI技术溢出效应的影响，并结合山西省现状与中部其它五省进行了对比分析。最后，提出了对山西省提高利用外资的政策建议，要不断加大对人力资本和RD投入力度，改善市场环境，鼓励企业自主创新，完善市场竞争体制，加强基础设施的建设。
[Abstract]:As the main way of international capital flow, foreign direct investment (FDI) plays a more and more important role in promoting a country's economic growth. Whether the technology spillover effect can promote the technological progress of enterprises has been paid more attention by scholars, but the study found that there are great differences in FDI technology spillover effect in different countries or regions. This is mainly related to the absorption capacity of the host country. Shanxi Province as a major energy province, the scale of foreign direct investment is expanding year by year, but compared with other five central provinces, there is still a big gap. Therefore, it is of great significance to study how to improve the spillover effect of FDI technology in Shanxi Province and to promote the technological progress of local enterprises. Based on the theory of FDI technology spillover effect, this paper establishes a model to measure the spillover effect of FDI technology based on the production function of Cobb-Douglas technique. Select the relevant data from 1995 to 2011 in Shanxi Province to carry on the empirical research to the FDI technology spillover effect, adopt the panel data model in the research method and carry on the regression analysis through the Eviews software. Conclusion: FDI in Shanxi Province has negative technology spillover effect, that is, FDI technology spillover effect does not promote the technological progress of Shanxi enterprises. In the analysis of 11 cities in Shanxi Province, Taiyuan, Datong and Yuncheng are analyzed. Linfen is positive effect, Yangquan, Jincheng, Shuozhou, Changzhi, Jinzhong, Xinzhou, Lv Liang are negative effects. It is found that the absorptive capacity of local enterprises is an important factor affecting the spillover effect of FDI technology. Based on the previous model, this paper constructs the absorptive capacity model, respectively from the human capital, market system, infrastructure to investigate the impact of absorptive capacity on FDI technology spillover effects. Finally, the author puts forward some policy suggestions on how to increase the utilization of foreign capital in Shanxi Province, and we should constantly increase investment in human capital and R D to improve the market environment. Enterprises should be encouraged to innovate independently, perfect the market competition system, and strengthen the construction of infrastructure.
【学位授予单位】：中北大学
【学位级别】：硕士
【学位授予年份】：2013
【分类号】：F832.6;F127

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