ACS系统下央行事后监督工作的转型与发展

发布时间：2018-06-04 04:10

本文选题：会计核算 + 事后监督　；参考：《金融理论与实践》2015年01期

【摘要】：ACS系统上线运行后,中央银行事后监督工作发生了巨大变化,如数据高度集中,凭证接柜与账务记录分离,实时监督与事后监督相融合等。同时,也面临着一些新的问题和矛盾,如当前的监督理念与ACS系统的监督理念不适应,现行的监督定位也与新系统存在一定的偏差等。重点提出了监督理念从合规性监督向风险防控转变,监督方式从重结果向重过程的转变,克服监督的时滞短板,重新调整优化人力资源配置等探讨性发展建议。
[Abstract]:After the operation of the ACS system, great changes have taken place in the post-supervision work of the central bank, such as the high concentration of data, the separation of the receipt cabinet from the accounting records, the integration of real-time supervision and post-supervision, and so on. At the same time, it also faces some new problems and contradictions, such as the current supervision concept and the supervision idea of ACS system are not suitable, and the current supervision orientation has some deviation from the new system. Some suggestions are put forward, such as the transformation of supervision concept from compliance supervision to risk prevention and control, the transformation of supervision mode from heavy result to heavy process, overcoming the time lag of supervision, and readjusting and optimizing human resources allocation.
【作者单位】：中国人民银行驻马店市中心支行;
【分类号】：F832.1

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