不法公职人员下游资产处置的实证研究

发布时间：2018-03-22 13:12

本文选题：下游资产处置　切入点：上游经济犯罪　出处：《山西师范大学》2013年硕士论文　论文类型：学位论文

【摘要】：目前，公职人员经济犯罪现象日益严重，带给社会的危害也越来越深，破坏力也越来越强，很大程度上影响着社会的稳定。不法公职人员采取各种方式转移上游经济犯罪所得一直是困扰纪检监察部门、政府监测机构、公安检察机关和金融机构的一项重要难题。公职人员通过上游经济犯罪获得非法资产，必然会通过各种手段掩盖其犯罪行为，以便使非法所得合法化。这些公职人员对非法所得的转移、挥霍行为不仅助长了上游经济犯罪的发生，，同时也严重影响了干群关系。公职人员非法资产处置方式与公职人员的职位类型、年龄、所处行业、家庭环境、上游经济犯罪有没有关联，需要通过理论分析和实证检验。本文的目的是通过研究公职人员的个人成长背景、上游经济犯罪对下游资产处置方式的影响，希望能归纳出影响下游非法资产处置方式的因素，为预防和打击公职人员经济犯罪提出相应的思路和方案。本文在实地调研了2008-2010年530个公职人员经济犯罪案例的基础上，通过描述性统计和构建回归模型，对公职人员个人成长背景、上游经济犯罪类型、下游资产处置方式进行了讨论。在对不法公职人员犯罪案件记录调查和文献资料积累的基础上，设计了针对不法公职人员的犯罪案例信息表。同时经过对山西省某两地级市近3年的犯罪信息的实地调查，搜集了530个犯罪案例信息，完成了数据的采集工作，不法公职人员上游经济犯罪主要是贪污和受贿两种类型，犯罪年龄集中在34-59岁。运用方差分析来研究影响下游洗钱方式的因素，结果表明：上游经济犯罪类型对下游洗钱方式的选择有显著差异；个人成长背景中的受教育程度、所在级别对下游洗钱方式的选择有显著差异；所在级别会改变上游犯罪类型对下游资产处置方式的影响。通过构建下游资产处置方式的回归模型，得出影响下游资产处置方式的影响因素，结果表明：上游经济犯罪中贪污类公职人员易通过奢侈性消费、行贿和投资的方式处置非法资产；级别越高，资产处置方式越趋向于匿藏和存入银行，而基层人员则趋向于行贿、投资和奢侈性消费；房地产、商业和金融行业的不法公职人员倾向于以行贿、奢侈性消费和投资的方式处置不法资产。
[Abstract]:At present, the phenomenon of economic crimes committed by public officials is becoming more and more serious, and the harm to society is becoming deeper and deeper, and the destructive power is becoming more and more powerful. Illegal public officials take various ways to transfer the proceeds of upstream economic crimes, which has been an important problem for discipline inspection and supervision departments, government monitoring agencies, public security procuratorial organs and financial institutions. The acquisition of illicit assets by public officials through upstream economic crimes is bound to cover up their criminal behaviour through various means in order to legalize illicit proceeds... the transfer of illicit proceeds by such public officials, Profligacy not only contributes to the occurrence of upstream economic crimes, but also seriously affects the relationship between cadres and groups. The manner in which illegal assets of public officials are disposed of and the type of position, age, profession, family environment of public officials, The purpose of this paper is to study the personal growth background of public officials and the influence of upstream economic crime on the disposition of downstream assets. It is hoped that the factors affecting the disposal of illicit assets downstream can be summed up, and the corresponding ideas and schemes for preventing and cracking down on economic crimes of public officials will be put forward. Based on the field investigation of 530 cases of economic crimes of public officials from 2008 to 2010, this paper, through descriptive statistics and regression model, analyzes the personal growth background of public officials and the types of upstream economic crimes. The disposal of downstream assets is discussed. Based on the investigation of criminal cases of illegal public officials and the accumulation of documents, a crime information table for illegal public officials is designed. At the same time, the crime information of two prefecture-level cities in Shanxi Province has been investigated in the past three years. Information on 530 crime cases has been collected, and data collection has been completed. The upstream economic crimes of illegal public officials are mainly two types: embezzlement and bribery. The age of crime is 34-59 years old. The analysis of variance is used to study the factors that influence the downstream money laundering mode. The results show that the upstream economic crime type has significant difference in the choice of downstream money laundering mode, and the education level in personal growth background. There are significant differences in the choice of the downstream money laundering mode between the different levels, and the influence of the upstream crime type on the downstream asset disposal mode will be changed by constructing a regression model of the downstream asset disposal mode. The results show that corrupt public officials in upstream economic crimes are more likely to dispose of illicit assets through luxury consumption, bribery and investment; the higher the level, The more assets are disposed of, the more they tend to hide and deposit in banks, while the grassroots tend to pay bribes, invest and spend luxuriously; illegal public officials in the real estate, commercial and financial sectors tend to pay bribes, Luxury consumption and investment to dispose of illegal assets.
【学位授予单位】：山西师范大学
【学位级别】：硕士
【学位授予年份】：2013
【分类号】：D630.9

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