国际化战略与企业研发创新能力：国际经验与中国例证

发布时间：2018-01-14 00:05

本文关键词：国际化战略与企业研发创新能力：国际经验与中国例证　出处：《四川外国语大学》2017年硕士论文　论文类型：学位论文

【摘要】：当前,研发创新已成为企业的生存方式和时代鲜明的主题。研发创新是企业持续发展之基、市场制胜之道,并被视作决定企业核心竞争力的关键要素,无论是发达国家还是发展中国家都积极地制定和实施创新政策。但是面对日趋激烈复杂的国内外市场竞争环境,企业要想通过国际化战略充分利用国内外两个市场、两种资源加快自身发展,就理应更加积极地对待研发创新活动以持续获取竞争优势。习近平总书记在十八大报告中也明确指出“要实施创新驱动发展战略……并坚持企业在研发创新中的主体地位”。随着中国在经济全球化浪潮中所占的份额越来越大,加快“走出去”是中国企业的必然趋势,也是充分发挥国际比较优势并扩大自身企业规模的战略选择。中国企业大规模的开展国际化战略,一方面会给企业自身带来商业机会,但是另一方面也会给企业带来巨大风险。近年来,中国企业的国际化战略一直是国内外众多学者的热门研究话题,但是学术界对公司国际化战略的探讨大都侧重于公司的国际化路径、国际化的必备条件以及国际化的驱动条件等方面,很少有研究涉及国际化战略对企业研发创新行为的影响。但是在企业开展国际化战略的进程中,国际化扩张到底会对企业的研发创新能力产生怎样的影响?企业的“走出去”战略能够对研发创新发挥应有的促进效应吗?对其可能的调节因素又是什么?这些问题都有待理论分析和实证检验。这也是本文展开相关研究的现实出发点。因此,本文首先通过对国内外相关文献进行探讨,结合众多学者关于企业国际化战略以及研发创新的研究,并在准确确定国际化战略、研发创新等概念的基础上提出了企业的国际化战略水平会对企业的研发创新产生一定的影响,然后采用回归模型测算评价了2008~2014年中国制造业上市公司的国际化战略对自身研发创新的影响,结果显示中国制造业的国际化战略对自身研发创新能力的提升发挥了显著的抑制作用。其次,本文还将企业的产权性质、融资约束因素加入到上述的回归模型中,运用回归模型探索企业的国际化战略对自身研发创新的影响在不同的产权性质、融资约束下会产生怎样的变化,结果显示:国际化战略对企业研发创新的抑制作用只存在于非国有企业中;在国有企业中,国际化战略对公司本身的研发创新并无影响;同时,企业融资约束的缓解会强化企业国际化战略对研发创新的负面效应。最后文章对实证研究结果做出了理论解释,并以海尔集团国际化战略以及韩国开展国际化战略作为分析对象,为国内企业在国际化战略中如何提升研发创新能力提出了如下有效政策建议:1)重视培养企业的研发创新能力,提高研发投入力度;2)改善企业管理水平,实现企业管理的国际化;3)扩大对国际人力资源的重视,实现人才的国际化发展。
[Abstract]:At present, R & D innovation has become a distinctive theme of the enterprise's survival mode and era. R & D innovation is the foundation of the enterprise's sustainable development, the way to win the market, and is regarded as the key factor to determine the core competitiveness of the enterprise. Both developed and developing countries actively formulate and implement innovative policies, but in the face of increasingly fierce and complex market competition environment at home and abroad. Enterprises want to make full use of the domestic and foreign two markets through the internationalization strategy, the two kinds of resources accelerate their own development. We should take a more active approach to R & D innovation activities in order to continue to gain a competitive advantage. General Secretary Xi Jinping made it clear in his 18 report that " We should implement the strategy of innovation-driven development and insist on the dominant position of enterprises in R & D innovation. "with the increasing share of China in the wave of economic globalization. Speeding up "going out" is the inevitable trend of Chinese enterprises, and it is also the strategic choice to give full play to the international comparative advantage and expand the scale of their own enterprises. On the one hand, it will bring business opportunities to enterprises, but on the other hand, it will also bring huge risks to enterprises. In recent years, the internationalization strategy of Chinese enterprises has been a hot topic for many scholars at home and abroad. However, most of the academic research on the internationalization strategy focuses on the internationalization path, the necessary conditions of internationalization and the driving conditions of internationalization. There are few studies on the impact of internationalization strategy on enterprise R & D innovation behavior, but in the process of enterprise internationalization strategy, how does international expansion affect the R & D innovation ability of enterprises? Can the "going out" strategy of enterprises play its due role in promoting R & D innovation? What are the possible regulatory factors? These problems need to be theoretical analysis and empirical test. This is also the realistic starting point of this paper. Therefore, this paper first through the relevant literature at home and abroad to explore. Combined with many scholars on the enterprise internationalization strategy and research and development innovation, and accurately determine the internationalization strategy. On the basis of the concept of R & D innovation, it is pointed out that the level of internationalization strategy will have a certain impact on the R & D innovation of enterprises. Then the regression model is used to estimate and evaluate the impact of the internationalization strategy of Chinese manufacturing listed companies on their R & D innovation from 2008 to 2014. The results show that the internationalization strategy of China's manufacturing industry has played a significant role in restraining the improvement of its R & D innovation ability. Secondly, this paper also discusses the property rights of enterprises. Financing constraints are added to the above regression model, using the regression model to explore the impact of enterprises' internationalization strategy on their own R & D innovation in different property rights, financing constraints will produce how to change. The results show that the inhibition effect of internationalization strategy on R & D innovation only exists in non-state-owned enterprises; In the state-owned enterprises, the internationalization strategy has no influence on the R & D innovation of the company itself; At the same time, the mitigation of corporate financing constraints will strengthen the negative effects of enterprise internationalization strategy on R & D innovation. Finally, the paper makes a theoretical explanation to the empirical research results. And the Haier group internationalization strategy and the Korean internationalization strategy as the analysis object. For domestic enterprises in the internationalization strategy how to improve R & D innovation capacity put forward the following effective policy recommendations: 1) attach importance to the cultivation of R & D innovation ability, improve R & D investment; 2) improving the level of enterprise management and realizing the internationalization of enterprise management; 3) pay more attention to international human resources and realize the international development of talents.
【学位授予单位】：四川外国语大学
【学位级别】：硕士
【学位授予年份】：2017
【分类号】：F425;F272.3;F273.1

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